| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Smith Electric Vehicles (SMTH) | UBS Investment Bank/ BofA Merrill Lynch | $125.00 | 1-Star | |||
| Spirit Finance (tba) | Morgan Stanley | $500.00 | 1-Star | |||
| TVAX Biomedical (TVAX) | Roth Capital Partners | $40.00 | 1-Star | |||
| Vantiv (tba) | J.P. Morgan/ Morgan Stanley/ Credit Suisse/ Goldman, Sachs & Co./ Deutsche Bank Securities | $100.00 | 2-Stars | |||
| SCOOP Ratings From Previous Week | ||||||
| None | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| South Valley Bancorp (SVBT) | D.A. Davidson & Co. | $46.00 | 2-Stars | |||
| New Terms | ||||||
| Delphi Automotive PLC (DLPH) | Goldman, Sachs/ J.P. Morgan | 24.08 | $22.00 | $24.00 | $553.81 | 1-Star |
| Intermolecular (IMI) | Morgan Stanley/ J.P. Morgan/ Barclays Capital | 10.00 | $12.00 | $14.00 | $130.00 | 2-Stars |
| InvenSense (INVN) | Goldman Sachs/Morgan Stanley | 10.00 | $7.00 | $8.50 | $77.50 | 1-Star |
| LaShou Group (LASO) | Barclays Capital | 5.36 | $13.00 | $15.00 | $75.00 | 2-Stars |
| Manning & Napier (MN) | BofA Merrill Lynch | 12.50 | $15.00 | $17.00 | $200.00 | 2-Stars |
| Mattress Firm Holding (MFRM) | Barclays Capital/ UBS Investment Bank/ William Blair & Company | 5.56 | $17.00 | $19.00 | $100.00 | 2-Stars |
| U.S. Silica Holdings (tba) | Morgan Stanley/ BofA Merrill Lynch/ Jefferies | $200.00 | 2-Stars | |||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Nov. 7 2011 | Manager(s) | Offered | Raised | Price | 11/7/11 | Change |
| Imperva (IMPV) | J.P. Morgan/ Deutsche Bank Securities | 5.00 | $90.00 | $18.00 | $28.40 | 57.78% |
| NewLink Genetics (NLNK) | Stifel Nicolaus Weisel/ Canaccord Genuity | 6.20 | $43.40 | $7.00 | $7.08 | 1.14% |
| LRR Energy, L.P. (LRE) | Wells Fargo Securities | 9.41 | $178.75 | $19.00 | $19.05 | 0.26% |
| Selway Capital Acquisition (SWCAU)(u) | Aegis Capital/ Chardan Capital Markets | 10.00 | $100.00 | $10.00 | $9.95 | -0.50% |
| Chesapeake Granite Wash Trust (CHKR) | Morgan Stanley/ Raymond James | 23.38 | $444.13 | $19.00 | $18.87 | -0.68% |
