| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Barington/Hilco Acquisition (TBA) | EarlyBirdCapital | 40.00 | $10.00 | $10.00 | $400.00 | n.a. |
| County Bancorp (ICBK) | Baird/ Sterne Agee | $25.00 | n.a. | |||
| Hortonworks (HDP) | Goldman Sachs/ Credit Suisse/ RBC Capital Markets | $100.00 | n.a. | |||
| International Market Centers (IMC) | Barclays/ Credit Suisse/ Wells Fargo Securities | $200.00 | n.a. | |||
| New Relic (NEWR) | Morgan Stanley/ J.P. Morgan | $100.00 | n.a. | |||
| On Deck Capital (ONDK) | Morgan Stanley/ BofA Merrill Lynch/ J.P. Morgan/ Deutsche Bank Securities/ Jefferies | $150.00 | n.a. | |||
| Smart Sand Partners LP (SSLP) | Goldman Sachs/ Credit Suisse | $100.00 | n.a. | |||
| Unique Fabricating (UFAB) | Taglich Brothers | 1.88 | $8.00 | $10.00 | $16.88 | n.a. |
| Postponed | ||||||
| PolyPid Ltd. (PLPD) | Aegis Capital Corp | 1.82 | $10.00 | $12.00 | $20.00 | 1-Star |
| Withdrawn | ||||||
| DermTech International (DMTK) | Maxim Group | $25.00 | n.a. | |||
| New Terms | ||||||
| Adama Agricultural Solutions Ltd. (TBA) | Goldman Sachs/ BofA Merrill Lynch | 23.50 | $16.00 | $18.00 | $399.50 | 1-Star |
| Habit Restaurants (HABT) | Piper Jaffray/ Baird/ Wells Fargo Securities/ Raymond James | 5.00 | $14.00 | $16.00 | $75.00 | 3-Stars |
| Histogenics (HSGX) | Cowen and Company/ Needham & Company/ Canaccord Genuity | $65.00 | n.a. | |||
| Neff Corporation (NEFF) | Morgan Stanley/ Jefferies/ Piper Jaffray | 10.48 | $20.00 | $22.00 | $220.00 | 2-Stars |
| Neothetics (NEOT) | Piper Jaffray/ Guggenheim Securities/ Needham & Company | 4.30 | $13.00 | $15.00 | $60.20 | 2-Stars |
| Peak Resorts (SKIS) | FBR/ Stifel/ Baird | 10.00 | $9.00 | $11.00 | $100.00 | 1-Star |
| Polar Star Realty Trust (PSRT) | FBR/Wunderlich Securities | $650.00 | n.a. | |||
| Sky Solar Holdings (SKYS) | Roth Capital Partners | 6.00 | $7.00 | $8.00 | $45.00 | 1-Star |
| n.a. (not available) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Nov. 10, 2014 | Manager(s) | Offered | Raised | Price | 11/14/14 | Change |
| Virgin America (VA) | Barclays/ Deutsche Bank Securities | 13.34 | $306.76 | $23.00 | $30.00 | 30.43% |
| Sky Solar Holdings (SKYS) | Roth Capital Partners | 5.53 | $44.20 | $8.00 | $10.40 | 30.00% |
| FibroGen (FGEN) | Goldman Sachs/ Citigroup/ Leerink Partners | 8.10 | $145.80 | $18.00 | $23.00 | 27.78% |
| Axalta Coating Systems Ltd (AXTA) | Citigroup/ Goldman Sachs/ Deutsche Bank Securities/ J.P. Morgan/ BofA Merrill Lynch/ Barclays/ Credit Suisse/ Morgan Stanley | 50.00 | $975.00 | $19.50 | $21.98 | 12.72% |
| PRA Health Sciences (PRAH) | Jefferies/ Citigroup/ KKR/ UBS Investment Bank/ Credit Suisse/ Wells Fargo Securities | 16.90 | $304.20 | $18.00 | $20.22 | 12.33% |
| Joint Corp. (The) (JYNT) | Roth Capital Partners/ Feltl and Company | 3.00 | $19.50 | $6.50 | $6.58 | 1.23% |
| Landmark Infrastructure Partners LP (LMRK) | Baird/ Raymond James/ RBC Capital Markets | 2.70 | $51.30 | $19.00 | $19.09 | 0.47% |
| Navios Maritime Midstream Partners LP (NAP) | BofA Merrill Lynch/ Citigroup/ Credit Suisse/ J.P. Morgan | 8.10 | $121.50 | $15.00 | $14.25 | -5.00% |
| NeuroDerm, Ltd. (NDRM) | Jefferies/ Cowen and Company | 4.50 | $45.00 | $10.00 | $9.15 | -8.50% |
| Capnia (CAPN) (*) | Maxim Group LLC | 1.65 | $10.73 | $6.50 | $4.65 | -28.46% |
| (*) Includes common stock and warrant) | ||||||
