| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Advantage Insurance (AVI) | RAYMOND JAMES/ JMP Securitie/ B. Riley | FBR | $150.00 | n.a. | |||
| Americold Realty Trust (COLD) | BofA Merrill Lynch/ J.P. Morgan/ RBC Capital Markets | $10.00 | n.a. | |||
| AXA Equitable Holdings (TBA) | Morgan Stanley/ J.P. Morgan | $100.00 | n.a. | |||
| Camposol Holding Plc (TBA) | BofA Merrill Lynch/ UBS Investment Bank | $345.00 | n.a. | |||
| Casa Systems (CASA) | Morgan Stanley/ Barclays | $150.00 | n.a. | |||
| Denali Therapeutics (DNLI) | Goldman Sachs/ Morgan Stanley/ J.P. Morgan | $100.00 | n.a. | |||
| Farmmi (FAMI) | ViewTrade Securities | 4.00 | $4.00 | $6.00 | $20.00 | n.a. |
| GigCapital (GIG.U) (u) | Cowen | 15.00 | $10.00 | $10.00 | $150.00 | n.a. |
| Hudson Ltd. (HUD) | Credit Suisse/ Morgan Stanley/ UBS Investment Bank | $100.00 | n.a. | |||
| LexinFintech Holdings Ltd. (LX) | Goldman Sachs (Asia)/ BofA Merrill Lynch/ Deutsche Bank Securities/ China Renaissance | $500.00 | n.a. | |||
| Odonate Therapeutics (ODT) | Goldman Sachs/ Jefferies | $172.50 | n.a. | |||
| TFI TAB Gıda Yatırımları A.Ş. (QSRG) | Morgan Stanley/ Credit Suisse/ Goldman Sachs | $400.00 | n.a. | |||
| n.a. (not available) | ||||||
| TBA (to be announced) | ||||||
| u (unit offering) | ||||||
| Postponed | ||||||
| Workspace Property Trust (WSPT) | Goldman Sachs/ J.P. Morgan/ BofA Merrill Lynch | 39.00 | $12.00 | $15.00 | $526.50 | 1-Star |
| Withdrawn | ||||||
| Molino Cañuelas S.A.C.I.F.I.A. (MOLC) | J.P. Morgan/ UBS Investment Bank | 19.50 | $14.00 | $16.00 | $292.50 | S/O |
| MPM Holdings (MPMH) | J.P. Morgan/ Goldman Sachs | 14.58 | $23.00 | $25.00 | $350.00 | N/C |
| N/C = No Call – Stock is traded on the OTCQX marketplace | ||||||
| S/O (Subscribers Only) | ||||||
| New Terms | ||||||
| ReTo Eco-Solutions (RETO) | ViewTrade Securities | 2.80 | $4.50 | $5.50 | $14.00 | S/O |
| S/O (Subscribers Only) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Nov. 13, 2017 | Manager(s) | Offered | Raised | Price | 11/17/17 | Change |
| Arsanis (ASNS) | Citigroup/ Cowen/ Piper Jaffray | 4.00 | $40.00 | $10.00 | $13.93 | 39.30% |
| SendGrid (SEND) | Morgan Stanley/ J.P. Morgan | 8.20 | $131.20 | $16.00 | $18.61 | 16.31% |
| SailPoint Technologies Holdings (SAIL) | Morgan Stanley/ Citigroup/ Jefferies/ RBC Capital Markets | 20.00 | $240.00 | $12.00 | $13.00 | 8.33% |
| Sterling Bancorp (SPT) | Sandler O’Neill & Partners | 15.00 | $180.00 | $12.00 | $12.16 | 1.33% |
| scPharmaceuticals (SCPH) | Jefferies/ Leerink Partners/ BMO Capital Markets | 6.40 | $89.60 | $14.00 | $14.14 | 1.00% |
| Stitch Fix (SFIX) | Goldman Sachs/ J.P. Morgan Securities | 8.00 | $120.00 | $15.00 | $15.15 | 1.00% |
| Legacy Acquisition (LGCU) (u) | Wells Fargo Securities/ Cantor Fitzgerald/ Stifel | 30.00 | $300.00 | $10.00 | $10.00 | 0.00% |
| Bluegreen Vacations (BXG) | Stifel/ Credit Suisse | 6.50 | $90.98 | $14.00 | $13.00 | -7.14% |
| Jianpu Technology (JT) | Goldman Sachs (Asia)/ Morgan Stanley/ J.P. Morgan | 22.50 | $180.00 | $8.00 | $7.20 | -10.00% |
| u (unit offering) | ||||||
