| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| TriNet Group (TBA) | J.P. Morgan/ Morgan Stanley/ Deutsche Bank Securities | $250.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| GFI Software S.A. (GFIX) | J.P. Morgan Securities/ Credit Suisse Securities/ Jefferies | 6.10 | $12.00 | $14.00 | $79.30 | 1-Star |
| Ruthigen (RTGN) | Aegis Capital | 1.50 | $12.00 | $14.00 | $19.50 | 1-Star |
| TetraLogic Pharmaceuticals (TLOG) | Oppenheimer & Co. | 6.40 | $13.00 | $15.00 | $89.60 | 1-Star |
| Trevena (TRVN) | Barclays/ Jefferies | 5.77 | $12.00 | $14.00 | $75.01 | 1-Star |
| Vital Therapies (VTL) | Credit Suisse/ William Blair | 4.40 | $16.00 | $18.00 | $74.80 | 1-Star |
| Withdrawn | ||||||
| GFI Software S.A. (GFIX) | J.P. Morgan Securities/ Credit Suisse Securities/ Jefferies | 6.10 | $12.00 | $14.00 | $79.30 | 1-Star |
| New Terms | ||||||
| 500.com Ltd (WBAI) | Deutsche Bank Securities | 5.79 | $11.00 | $13.00 | $69.43 | 3-Stars |
| CatchMark Timber Trust (CTT) | Raymond James | 10.53 | $13.00 | $15.00 | $147.37 | n.a. |
| EP Energy (EPE) | Credit Suisse/ J.P. Morgan | $100.00 | n.a. | |||
| Fidelity & Guaranty Life (FGL) | Credit Suisse/ J.P. Morgan/ Jefferies/ Macquarie Capital/ RBC Capital Markets | $100.00 | n.a. | |||
| Santander Consumer USA Holdings (TBA) | Citigroup/ J.P. Morgan | $50.00 | n.a. | |||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Nov. 18, 2013 | Manager(s) | Offered | Raised | Price | 11/22/13 | Change |
| 500.com Ltd (WBAI) | Deutsche Bank Securities | 5.79 | $75.22 | $13.00 | $20.01 | 53.92% |
| Vince Holding (VNCE) | Goldman Sachs/ Baird | 10.00 | $200.00 | $20.00 | $28.66 | 43.30% |
| Oxford Immunotec Global PLC (OXFD) | J.P. Morgan/ Piper Jaffray | 5.36 | $64.32 | $12.00 | $15.40 | 28.33% |
| Sungy Mobile (GOMO) | Credit Suisse/ J.P. Morgan | 7.00 | $78.54 | $11.22 | $13.35 | 18.98% |
| Evogene Ltd. (EVGN) | Credit Suisse/ Deutsche Bank Securities | 5.00 | $73.75 | $14.75 | $16.74 | 13.49% |
| Ideal Power (IPWR) | MDB Capital Group/ Northland Capital Markets | 3.00 | $15.00 | $5.00 | $5.35 | 7.00% |
| Navigator Holdings Ltd (NVGS) | Jefferies/ Morgan Stanley | 12.00 | $228.00 | $19.00 | $20.06 | 5.58% |