| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Cypress Energy Partners, L.P. (CELP) | Raymond James/ Baird/ Stifel | $90.56 | n.a. | |||
| GeNO LLC (GNO) | Jefferies/ Stifel | $50.00 | n.a. | |||
| Intrawest Resorts Holdings (TBA) | TBA | $100.00 | n.a. | |||
| Kindred Biosciences (KIN) | BMO Capital Markets/ Guggenheim Securities | $57.50 | n.a. | |||
| RSP Permian (RSPP) | Barclays | $400.00 | n.a. | |||
| Semler Scientific (SMLR) | Aegis Capital Corp | $15.00 | n.a. | |||
| n.a. (not available) | ||||||
| tba (to be announced) | ||||||
| Postponed | ||||||
| CardioDx (CDX) | BofA Merrill Lynch/ Jefferies | 5.00 | $14.00 | $16.00 | $75.00 | 1-Star |
| Celladon (CLDN) | J.P. Morgan/ Barclays | 5.00 | $14.00 | $16.00 | $75.00 | 1-Star |
| Xencor (XNCR) | Credit Suisse/ Leerink Swann/ Wedbush PacGrow Life Sciences | 5.00 | $14.00 | $16.00 | $75.00 | 1-Star |
| Withdrawn | ||||||
| American Petroleum Tankers Partners LP (JAT) | BofA Merrill Lynch/ Barclays | $172.50 | n.a. | |||
| New Terms | ||||||
| 500.com Ltd (WBAI) | Deutsche Bank Securities | 5.79 | $9.00 | $11.00 | $57.86 | 3-Stars |
| Apparel Holding (VNCE) | Goldman Sachs/ Baird | 10.00 | $17.00 | $19.00 | $180.00 | 3-Stars |
| Evogene Ltd. (EVGN) | Credit Suisse/ Deutsche Bank Securities | 5.00 | $17.16 | $17.16 | $85.80 | N/C |
| Sungy Mobile (GOMO) | Credit Suisse/ J.P. Morgan | 7.00 | $9.50 | $11.50 | $73.50 | 3-Stars |
| Trevena (TRVN) | Barclays/ Jefferies | 5.77 | $12.00 | $14.00 | $75.01 | 1-Star |
| zulily (ZU) | Goldman Sachs/ BofA Merrill Lynch/ Citigroup | 11.50 | $18.00 | $20.00 | $218.50 | 3-Stars |
| (N/C) No call – a public offering, not an initial public offering – stock traded on the Tel Aviv Stock Exchange | $690.67 | |||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Nov. 11, 2013 | Manager(s) | Offered | Raised | Price | 11/15/13 | Change |
| zulily (ZU) | Goldman Sachs/ BofA Merrill Lynch/ Citigroup | 11.50 | $253.00 | $22.00 | $37.70 | 71.36% |
| Extended Stay America/ ESH Hospitality (STAY ) | Deutsche Bank Securities/ Goldman, Sachs/ J.P. Morgan | 28.25 | $565.00 | $20.00 | $23.85 | 19.25% |
| Tandem Diabetes Care (TNDM) | BoA Merrill Lynch/ Piper Jaffray | 8.00 | $120.00 | $15.00 | $21.84 | 45.60% |
| Dynagas LNG Partners LP (DLNG) | Credit Suisse | 15.00 | $270.00 | $18.00 | $18.02 | 0.11% |
| Houghton Mifflin Harcourt (HMHC) | Goldman, Sachs/ Morgan Stanley | 18.25 | $219.00 | $12.00 | $16.11 | 34.25% |
| Relypsa (RLYP) | Morgan Stanley/ BofA Merrill Lynch | 6.85 | $75.35 | $11.00 | $12.07 | 9.73% |
| Eros International Plc (EROS) | Deutsche Bank Securities/ BofA Merrill Lynch/ UBS Investment Bank | 5.00 | $55.00 | $11.00 | $11.01 | 0.09% |
| Levy Acquisition (LEVYU) | Citigroup | 15.00 | $150.00 | $10.00 | $9.96 | -0.40% |
| Chegg (CHGG) | J.P. Morgan/ BofA Merrill Lynch | 15.00 | $187.50 | $12.50 | $9.13 | -26.96% |
