| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Amedica (AMDA) | JMP Securities | $35.00 | n.a | |||
| Autohome (ATHM) | Deutsche Bank Securities/ Goldman Sachs (Asia) L.L.C. | $120.00 | n.a | |||
| Cara Therapeutics (CARA) | Stifel/ Piper Jaffray | $60.00 | n.a | |||
| Globoforce Ltd (THNX) | J.P. Morgan/ Credit Suisse/ UBS Investment Bank/ Stifel | $75.00 | n.a | |||
| Scorpio Bulkers (SALT) | Deutsche Bank Securities | $100.00 | n.a | |||
| Ultragenyx Pharmaceutical (RARE) | J.P. Morgan/ Morgan Stanley | $86.25 | n.a | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| GlycoMimetics (GLYC) | Jefferies/ Barclays | 4.00 | $14.00 | $16.00 | $60.00 | 2.-Stars |
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Biocept (BIOC ) | Aegis Capital | 1.82 | $10.00 | $12.00 | $20.00 | n.a. |
| CardioDx (CDX) | BofA Merrill Lynch/ Jefferies | 5.00 | $14.00 | $16.00 | $75.00 | 1-Star |
| Cheniere Energy Partners LP Holdings (CQH) | Goldman Sachs/ Morgan Stanley/ Credit Suisse/ RBC Capital Markets | $690.00 | n.a. | |||
| Dynagas LNG Partners LP (DLNG) | Credit Suisse | 12.50 | $15.00 | $17.00 | $200.00 | 2-Stars |
| Navigator Holdings Ltd (NVGS) | Jefferies/ Morgan Stanley | 11.30 | $17.00 | $19.00 | $203.40 | n.a. |
| Oxford Immunotec Global PLC (OXFD) | J.P. Morgan/ Piper Jaffray | 5.36 | $13.00 | $15.00 | $75.04 | n.a. |
| Relypsa (RLYP) | Morgan Stanley/ BofA Merrill Lynch | 6.85 | $16.00 | $19.00 | $119.88 | 1-Star |
| Tandem Diabetes Care (TNDM) | BoA Merrill Lynch/ Piper Jaffray | 16.67 | $15.00 | $15.00 | $250.00 | 1-Star |
| TetraLogic Pharmaceuticals (TLOG) | Oppenheimer & Co. | 6.40 | $13.00 | $15.00 | $89.60 | 1-Star |
| Vital Therapies (VTL) | Credit Suisse/ William Blair | 4.40 | $16.00 | $18.00 | $74.80 | 1-Star |
| Xencor (XNCR) | Credit Suisse/ Leerink Swann/ Wedbush PacGrow Life Sciences | 5.00 | $14.00 | $16.00 | $75.00 | 1-Star |
| n.a. (not available) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Nov. 4, 2013 | Manager(s) | Offered | Raised | Price | 11/8/13 | Change |
| Twitter (TWTR) | Goldman Sachs/ Morgan Stanley/ J.P. Morgan/ BofA Merrill Lynch/ Deutsche Bank Securities | 70.00 | $1,820.00 | $26.00 | $41.65 | 60.19% |
| LGI Homes (LGIH) | Deutsche Bank Securities/ JMP Securities/ J.P. Morgan | 9.00 | $99.00 | $11.00 | $13.04 | 18.55% |
| Barracuda Networks (CUDA) | Morgan Stanley/ J.P. Morgan Securities/ BofA Merrill Lynch | 4.14 | $74.52 | $18.00 | $21.23 | 17.94% |
| NMI Holdings (NMIH) | FBR | 2.10 | $27.34 | $13.00 | $14.00 | 7.69% |
| Wix.com Ltd. (WIX) | J.P. Morgan/ BofA Merrill Lynch/ RBC Capital Markets | 7.70 | $127.05 | $16.50 | $17.30 | 4.85% |
| Karyopharm Therapeutics (KPTI) | BofA Merrill Lynch/ Leerink Swann | 6.80 | $108.80 | $16.00 | $16.24 | 1.50% |
| Arc Logistics Partners LP (ARCX) | Citigroup/ Barclays/ SunTrust Robinson Humphrey | 6.00 | $114.00 | $19.00 | $19.04 | 0.21% |
| StoneCastle Financial (BANX) | Keefe, Bruyette & Woods (A Stifel Company)/ Baird/ Oppenheimer | 4.40 | $110.00 | $25.00 | $24.99 | -0.04% |
| Midcoast Energy Partners, L.P. (MEP) | BofA Merrill Lynch/ Barclays/ Citigroup/ Credit Suisse/ Deutsche Bank Securities/ Goldman Sachs/ J.P. Morgan/ Morgan Stanley/ Wells Fargo Securities/ UBS Investment Bank | 18.50 | $333.00 | $18.00 | $17.83 | -0.94% |
| Norcraft Companies (NCFT) | Citigroup/ UBS Investment Bank/ Deutsche Bank Securities/ RBC Capital Markets | 6.40 | $102.35 | $16.00 | $15.58 | -2.63% |
| Avianca Holdings S.A. (AVH) | J.P. Morgan/ Citigroup | 27.23 | $408.52 | $15.00 | $14.50 | -3.33% |
| Blue Capital Reinsurance Holdings (BCRH) | Deutsche Bank Securities/ UBS Investment Bank/ Barclays/ Keefe, Bruyette & Woods (A Stifel Company) | 6.30 | $126.00 | $20.00 | $19.12 | -4.40% |
| Mavenir Systems (MVNR) | Morgan Stanley/ BofA Merrill Lynch/ Deutsche Bank Securities | 5.45 | $54.50 | $10.00 | $9.25 | -7.50% |
| JGWPT Holdings (JGW) | Barclays/ Credit Suisse | 9.75 | $136.50 | $14.00 | $12.82 | -8.43% |
