| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| None | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Cancer Prevention Pharmaceuticals (CPP) | Aegis Capital | 1.25 | $12.00 | $14.00 | $16.25 | 1-Star |
| Evraz North America Ltd. (TBA) | Citigroup/ Goldman Sachs | $100.00 | n.a. | |||
| Ocean Rig Partners LP (ORLP) | Barclays/ BofA Merrill Lynch/ Credit Suisse/ Deutsche Bank Securities | $305.00 | n.a. | |||
| Vantage Energy (VEI) | Goldman Sachs/ Barclays Credit Suisse/ Citigroup/ J.P. Morgan/ Wells Fargo Securities | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Oct. 31, 2016 | Manager(s) | Offered | Raised | Price | 11/4/16 | Change |
| GDS Holdings Ltd. (GDS) | Credit Suisse/ J.P. Morgan | 19.25 | $192.50 | $10.00 | $10.00 | 0.00% |
| Smart Sand (SND) | Credit Suisse/ Goldman Sachs | 11.70 | $128.70 | $11.00 | $10.99 | -0.09% |
