| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Ambit Biosciences (AMBT) | J.P.Morgan/ Credit Suisse | $86.25 | n.a. | |||
| China Xiniya Fashion Limited (XNY) | Cowen | $125.00 | n.a. | |||
| Pacira Pharmaceuticals (PCRX) | Barclays Capital/ Piper Jaffray | $86.25 | 1-Star | |||
| SYSWIN (SYSW) | Morgan Stanley | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| SCOOP Ratings From Previous Week: | ||||||
| BankUnited (BKU) | Morgan Stanley/ BofA Merrill Lynch | $300.00 | n.a. | |||
| Bitauto Holdings Limited (BITA) | Citi/ UBS Investment Bank | $80.00 | 1-Star | |||
| IMH Financial (IFC) | n.a. | $115.00 | n.a. | |||
| Masergy Communications (MSGY) | BofA Merrill Lynch/ Deutsche Bank Securities | $100.00 | 2-Stars | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| none | ||||||
| Withdrawn | ||||||
| none | ||||||
| New Terms | ||||||
| Aeroflex Holdings (ARX) | Goldman, Sachs/ Credit Suisse/ J.P. Morgan/ Morgan Stanley | 17.50 | $13.50 | $15.50 | $253.75 | 2-Stars |
| Anacor Pharmaceuticals (ANAC) | Cit/ Deutsche Bank Securities | 4.70 | $16.00 | $18.00 | $79.90 | 1-Star |
| Bitauto Holdings Limited (BITA) | Citi/ UBS Investment Bank | 10.30 | $10.00 | $12.00 | $113.30 | 1-Star |
| Booz Allen & Hamilton (BAH) | Morgan Stanley/ Barclays Capital/ BofA Merrill Lynch Credit Suisse | 14.00 | $17.00 | $19.00 | $252.00 | 1-Star |
| General Motors Company (GM) | Morgan Stanley/ J.P. Morgan/ BofA Merrill Lynch/ Citi | 365.00 | $26.00 | $29.00 | $10,037.50 | N/C |
| LPL investmens (LPLA) | Goldman Sachs/Morgan Stanley | 15.61 | $27.00 | $30.00 | $445.02 | 1-Star |
| Ossen Innovation Co., Ltd. (OSN) | Global Hunter Securities, LLC/ Knight Capital Markets | $35.00 | N/C | |||
| Zogenix (ZGNX) | Wells Fargo Securities/ Leerink Swann | 6.00 | $12.00 | $14.00 | $78.00 | 1-Star |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Nov. 1, 2010 | Manager(s) | Offered | Raised | Price | 11/5/10 | Change |
| SodaStream International Ltd.(SODA) | J.P. Morgan/ Deutsche Bank Securities | 5.45 | $108.95 | $20.00 | $31.88 | 59.40% |
| The Fresh Market (TFM) | BofA Merrill Lynch/J.P. Morgan/Goldman Sachs | 13.18 | $289.85 | $22.00 | $32.11 | 45.95% |
| Xueda Education Group (XUE) | Goldman Sachs (Asia) L.L.C. | 13.43 | $127.59 | $9.50 | $10.82 | 13.89% |
| Primo Water (PRMW) | Stifel Nicolaus Weisel | 8.33 | $100.00 | $12.00 | $12.95 | 7.92% |
| Costamare (CMRE) | Morgan Stanley/ BofA Merrill Lynch | 13.30 | $159.60 | $12.00 | $11.76 | -2.00% |
| SinoTech Energy Limited (CTE) | Citi/ UBS Investment Bank/ Deutsche Bank Securities | 19.74 | $167.76 | $8.50 | $6.55 | -22.94% |
