| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| MOGU (MOGU) | Morgan Stanley/ Credit Suisse/ China Renaissance Securities | $200.00 | n.a. | |||
| Legacy Housing (LEGH) | B. Riley FBR/ Oak Ridge Financial | $69.00 | n.a. | |||
| Moderna (MRNA) | Morgan Stanley/ Goldman Sachs/ J.P. Morgan | $500.00 | n.a. | |||
| New Fortress Energy (NFE) | Morgan Stanley/ Barclays | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| SharedLabs (SHLB) | ThinkEquity (a division of Fordham Financial Management) | 1.00 | $5.00 | $7.00 | $6.00 | n.a. |
| TFI TAB Gıda Yatırımları (QSRG) | Morgan Stanley/ Credit Suisse/ Goldman Sachs | 22.00 | $9.00 | $11.00 | $220.00 | n.a. |
| New Terms | ||||||
| AMCI Acquisition (AMCIU) (u) | Jefferies | 20.00 | $10.00 | $10.00 | $200.00 | S/O |
| Centrexion Therapeutics (CNTX) | BofA Merrill Lynch/ Leerink Partners/ Evercore ISI | 5.00 | $14.00 | $16.00 | $75.00 | S/O |
| Eton Pharmaceutical (ETON) | National Securities | 3.60 | $6.00 | $6.00 | $21.60 | S/O |
| Qualtrics International (XM) | Morgan Stanley/ Goldman Sachs | 20.51 | $18.00 | $21.00 | $400.00 | S/O |
| Taiwan Liposome Company (TLC) | Cantor | 5.00 | $5.80 | $5.80 | $29.00 | S/O |
| ToughBuilt Industries (TBLTU) (u) | Maxim Group | 2.55 | $5.00 | $5.00 | $12.75 | S/O |
| TuanChe Limited (TC) | Maxim Group/ AMTD Tiger | 4.00 | $7.50 | $9.50 | $34.00 | S/O |
| Uranium Trading (UTC) | B. Riley FBR | $10.00 | $12.00 | $57.50 | S/O | |
| Vapotherm (VAPO) | BofA Merrill Lynch/ William Blair | 4.00 | $14.00 | $16.00 | $60.00 | S/O |
| Weidai Ltd. (WEI) | Morgan Stanley/ Credit Suisse/ Citigroup | 4.50 | $9.00 | $11.00 | $45.00 | S/O |
| S/O (Subscribers Only) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Nov. 5, 2018 | Manager(s) | Offered | Raised | Price | 11/9/18 | Change |
| CNFinance Holdings (CNF) | Roth Capital Partners/ Shenwan Hongyuan Securities | 6.50 | $48.75 | $7.50 | $7.26 | -3.20% |
| ToughBuilt Industries (TBLTU) (u) | Maxim Group | 2.67 | $13.35 | $5.00 | $4.82 | -3.60% |
| u = unit offering | ||||||
