| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| ArborGen (tba) | Goldman, Sachs/ Citi | $75.00 | n.a. | |||
| Atossa Genetics (ATOSU) (u) | Dawson James Securities | 3.00 | $5.00 | $7.00 | $18.00 | n.a. |
| CC Jewelry Co., Ltd.(tba) | tba | $20.00 | n.a. | |||
| Cornerstone OnDemand (tba) | Goldman, Sachs/ Barclays Capital | $115.00 | n.a. | |||
| GNC Holdings (tba) | Goldman, Sachs & Co. / J.P. Morgan | $350.00 | n.a. | |||
| QR Energy, LP (QRE) | Wells Fargo Securities | $300.00 | n.a. | |||
| RigNet (RNET) | Deutsche Bank Securities/ Jefferies & Company | $86.25 | n.a. | |||
| ShangPharma (SHA) | Citi/ J.P. Morgan | 5.80 | $14.50 | $16.50 | $89.90 | n.a. |
| TAL Education Group (XRS) | Credit Suisse/ Morgan Stanley | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| SCOOP Ratings From Previous Week: | ||||||
| Fortegra Financial (FRF) | Piper Jaffray/ SunTrust Robinson Humphrey | $125.00 | n.a. | |||
| Sunity Online Entertainment (SUNG) | Rodman & Renshaw | $10.00 | n.a. | |||
| Postponed | ||||||
| Liberty Mutual Agency (LMA) | Citi/ BofA Merrill Lynch | 64.31 | $18.00 | $20.00 | $1,221.87 | 1-Star |
| Withdrawn | ||||||
| DriveTime Automotive (DTA) | Jefferies & Company/ Stephens | $200.00 | 2-Stars | |||
| LRI Holdings (LGNS) | Credit Suisse | $200.00 | 1-Star | |||
| New Terms | ||||||
| ChinaCache International Holdings (CCIH) | BofA Merrill Lynch/ Deutsche Bank Securities | 6.06 | $10.00 | $12.00 | $66.67 | 3-Stars |
| Ellington Financial LLC (EFC) | Deutsche Bank Securities | 4.50 | $22.00 | $24.00 | $103.50 | 1-Star |
| Global Education & Technology Group (GEDU) | Credit Suisse/ BofA Merrill Lynch | 6.38 | $8.50 | $10.50 | $60.56 | 2-Stars |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Sept. 27, 2010 | Manager(s) | Offered | Raised | Price | 10/1/10 | Change |
| ChinaCache International Holdings (CCIH) | BofA Merrill Lynch/ Deutsche Bank Securities | 6.06 | $84.23 | $13.90 | $27.15 | 95.32% |
| Country Style Cooking Restaurant Chain (CCSC) | BofA Merrill Lynch/ Credit Suisse | 5.00 | $82.50 | $16.50 | $29.05 | 76.06% |
| The KEYW Holding (KEYW) | SunTrust Robinson Humphrey | 9.10 | $91.00 | $10.00 | $11.38 | 13.80% |
| Rhino Resources Partners (RNO) | Raymond James | 3.24 | $66.50 | $20.50 | $23.00 | 12.20% |
| Elster Group (ELT) | Deutsche Bank Securities | 16.20 | $210.60 | $13.00 | $14.15 | 8.85% |
| Amyris (AMRS) | Morgan Stanley/Goldman Sachs/J.P. Morgan | 5.30 | $84.80 | $16.00 | $17.23 | 7.69% |
| China Ming Yang Wind Power Group (MY) | Morgan Stanley/ Credit Suisse/ BofA Merrill Lynch | 25.00 | $350.00 | $14.00 | $13.25 | -5.36% |
