| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Armstrong Energy (tba) | FBR/ Raymond James | $69.00 | n.a. | |||
| Armstrong Resource Partners, L.P. (tba) | Raymond James/ FBR | $22.00 | n.a. | |||
| Cempra Holdings (CEMP) | Stifel Nicolaus Weisel/ Leerink Swann/ Cowen and Company | $86.25 | n.a. | |||
| Chart Acquisition (tba)(u) | Cowen and Company | 10.00 | $10.00 | $10.00 | $100.00 | n.a. |
| ChemoCentryx (CCXI) | J.P. Morgan/ Citi | $69.00 | n.a. | |||
| First ULB (FULB) | B. Riley & Co. | $28.75 | n.a. | |||
| ROI Acquisition (tba)(U) | Deutsche Bank Securities | 7.50 | $10.00 | $10.00 | $75.00 | n.a. |
| n.a. (not available) | ||||||
| tba (to be announced) | ||||||
| u (unbit offering | ||||||
| SCOOP Ratings From Previous Week | ||||||
| Glori Energy (GLRI) | Credit Suisse | $115.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Sinocom Pharmaceutical (tba) | Cowen/ Macquarie Capital | $57.50 | 1-Star | |||
| Xunlei Limited (XNET) | J.P. Morgan/ Deutsche Bank Securities | 7.60 | $14.00 | $16.00 | $114.00 | 1-Star |
| tba (to be announced) | ||||||
| New Terms | ||||||
| Zynga (ZNGA) | Morgan Stanley/ Goldman, Sachs | $1,000.00 | 4-Stars | |||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Oct. 10, 2011 | Manager(s) | Offered | Raised | Price | 10/14/11 | Change |
| Ubiquiti Networks (UBNT) | UBS Investment Bank/ Deutsche Bank Securities/ Raymond James | 7.04 | $20.00 | $15.00 | $17.50 | 16.67% |
