IPO Traffic: Week Ending Oct. 14, 2011

  Lead Manager/ # of Price Range   Dollar SCOOP
New Filings (Proposed Symbol) Joint-Lead Managers Shares Low High Volume Ratings
Armstrong Energy (tba) FBR/ Raymond James       $69.00 n.a.
Armstrong Resource Partners, L.P. (tba) Raymond James/ FBR       $22.00 n.a.
Cempra Holdings (CEMP) Stifel Nicolaus Weisel/ Leerink Swann/ Cowen and Company   $86.25 n.a.
Chart Acquisition (tba)(u) Cowen and Company 10.00 $10.00 $10.00 $100.00 n.a.
ChemoCentryx (CCXI) J.P. Morgan/ Citi       $69.00 n.a.
First ULB (FULB) B. Riley & Co.       $28.75 n.a.
ROI Acquisition (tba)(U) Deutsche Bank Securities 7.50 $10.00 $10.00 $75.00 n.a.
n.a. (not available)            
tba (to be announced)            
u (unbit offering            
SCOOP Ratings From Previous Week          
Glori Energy (GLRI) Credit Suisse       $115.00 n.a.
n.a. (not available)            
Sinocom Pharmaceutical (tba) Cowen/ Macquarie Capital       $57.50 1-Star
Xunlei Limited (XNET) J.P. Morgan/ Deutsche Bank Securities 7.60 $14.00 $16.00 $114.00 1-Star
tba (to be announced)            
New Terms            
Zynga  (ZNGA) Morgan Stanley/ Goldman, Sachs       $1,000.00 4-Stars
IPOs Priced Lead Shares Amount Offer Close %
Week of Oct. 10, 2011 Manager(s) Offered Raised Price 10/14/11 Change
Ubiquiti Networks (UBNT) UBS Investment Bank/ Deutsche Bank Securities/ Raymond James 7.04 $20.00 $15.00 $17.50 16.67%