| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Habit Restaurants (HABT) | Piper Jaffray/ Baird/ Wells Fargo Securities/ Raymond James | $86.25 | n.a. | |||
| Neothetics (NEOT) | Piper Jaffray/ Guggenheim Securities/ Needham & Company | $63.25 | n.a. | |||
| Ocean Rig Partners LP (ORLP) | Barclays/ BofA Merrill Lynch/ Credit Suisse/ Deutsche Bank Securities | $305.00 | n.a. | |||
| Polar Star Realty Trust (PSRT) | FBR/Wunderlich Securities | $100.00 | n.a. | |||
| PolyPid Ltd. (PLPD) | Aegis Capital Corp | $24.00 | n.a. | |||
| VeriSilicon Holdings (VERI) | Barclays/ Jefferies/ Stifel/ Wells Fargo Securities | $75.00 | n.a. | |||
| Workiva (WK) | Morgan Stanley/ Credit Suisse | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| Xenon Pharmaceuticals (XENE) | Jefferies/ Wells Fargo Securities | 4.00 | $10.00 | $12.00 | $44.00 | Friday |
| Withdrawn | ||||||
| Dance Biopharm (DNCE) | Wells Fargo Securities/ Stifel | $75.00 | n.a. | |||
| New Terms | ||||||
| Anchor BanCorp Wisconsin (ABCW) | Sandler ONeill & Partners/ Baird | 0.37 | $25.00 | $27.00 | $9.67 | N/C (a) |
| Electronic Cigarettes International Group (ECIG) | Wells Fargo Securities/ Canaccord Genuity | 33.33 | $4.18 | $4.18 | $139.33 | N/C (b) |
| DBV Technologies S.A. (DBV) | Citigroup/ Leerink Partners/ Bryan, Garnier & Co. | 4.28 | $23.00 | $23.00 | $98.39 | n.a. |
| Triumph Bancorp (TBK) | Sandler ONeill & Partners/ Evercore Group/ Wells Fargo | $100.00 | n.a. | |||
| N/C (a) = No Call – too small | ||||||
| N/C (b) = No Call – stock is quoted on the Over-the-Counter Bulletin Board under the symbol “ECIG” | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Oct. 13, 2014 | Manager(s) | Offered | Raised | Price | 10/17/14 | Change |
| Dominion Midstream Partners, LP (DM) | Barclays/ Citigroup/ J.P. Morgan | 17.50 | $367.50 | $21.00 | $27.82 | 32.48% |
| Zayo Group Holdings (ZAYO) | Morgan Stanley/ Barclays/ Goldman Sachs | 21.05 | $400.00 | $19.00 | $22.00 | 15.79% |
| Atara Biotherapeutics (ATRA) | Goldman Sachs/ Citigroup | 5.00 | $55.00 | $11.00 | $12.00 | 9.09% |
| Great Western Bancorp (GWB) | Deutsche Bank Securities/ BofA Merrill Lynch | 16.00 | $288.00 | $18.00 | $18.43 | 2.39% |
| Forward Pharma A/S (FWP) | Leerink Partners/ Jefferies/ RBC Capital Markets | 10.50 | $220.50 | $21.00 | $19.99 | -4.81% |
