| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Enviva Partners, LP (EVA) | Barclays/ Goldman Sachs/ RBC Capital Markets/ Citigroup | $100.00 | n.a. | |||
| J. Alexander’s Holdings (JAXH) | Stephens/ KeyBanc Capital Markets/ Stifel | $75.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Armada Water Assets (AWA) | Aegis Capital Corp | 2.50 | $5.00 | $7.00 | $15.00 | n.a. |
| GDC Technology Ltd (GDCT) | Barclays/Jefferies/ Piper Jaffray | $75.00 | n.a. | |||
| Reval Holdings (tba) | BofA Merrill Lynch/ Stifel Nicolaus Weisel | $75.00 | 2-Stars | |||
| Rhythm Holding (RYTM) | Citigroup/ Cowen and Company | $86.25 | n.a. | |||
| Virobay (VBAY) | Piper Jaffray/ JMP Securities | 3.85 | $12.00 | $14.00 | $50.00 | n.a. |
| n.a. (not available) | ||||||
| New Terms | ||||||
| Antero Midstream Partners LP (AM) | Barclays/ Citigroup/ Wells Fargo Securities | 37.50 | $19.00 | $21.00 | $750.00 | 3-Stars |
| Axalta Coating Systems Ltd (AXTA) | Citigroup/ Goldman Sachs/ Deutsche Bank Securities/ J.P. Morgan/ BofA Merrill Lynch/ Barclays/ Credit Suisse/ Morgan Stanley | 45.00 | $18.00 | $21.00 | $877.50 | n.a. |
| Cnova N.V. (CNV) | Morgan Stanley/ J.P. Morgan/ BofA Merrill Lynch/ Credit Suisse/ Deutsche Bank Securities | 26.80 | $12.50 | $14.00 | $355.10 | n.a. |
| FibroGen (FGEN) | Goldman Sachs/ Citigroup/ Leerink Partners | 7.10 | $16.00 | $19.00 | $124.25 | n.a. |
| Fifth Street Asset Management (FSAM) | Morgan Stanley/ J.P. Morgan/ Goldman Sachs/ RBC Capital Markets/ Credit Suisse/ SMBC Nikko | 6.00 | $17.00 | $17.00 | $102.00 | 1-Star |
| Freshpet (FRET) | Goldman Sachs/ Credit Suisse | 10.42 | $12.00 | $14.00 | $135.42 | 2-Stars |
| INC Research Holdings (INCR) | Goldman Sachs/ Credit Suisse/ Baird/ Wells Fargo Securities/ William Blair | 8.11 | $17.00 | $20.00 | $150.00 | 2-Stars |
| Jaguar Animal Health (JAGX) | BMO Capital Markets/ Guggenheim Securities | 5.00 | $7.00 | $9.00 | $40.00 | 1-Star |
| Nevro (NVRO) | J.P. Morgan/ Morgan Stanley | 6.25 | $15.00 | $17.00 | $100.00 | 2-Stars |
| PES Logistics Partners, L.P. (PESL) | Goldman Sachs/ Barclays/ Jefferies/ J.P. Morgan | $250.00 | n.a. | |||
| PolyPid Ltd. (PLPD) | Aegis Capital Corp | 1.82 | $10.00 | $12.00 | $20.00 | n.a. |
| Triumph Bancorp (TBK) | Sandler ONeill & Partners/ Evercore Group/ Wells Fargo | 6.70 | $14.00 | $16.00 | $100.50 | 2-Stars |
| Upland Software (UPLD) | William Blair/ Raymond James | 3.85 | $12.00 | $14.00 | $50.00 | 3-Stars |
| n.a. (not available) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Oct. 27, 2014 | Manager(s) | Offered | Raised | Price | 10/31/14 | Change |
| Shell Midstream Partners, L.P. (SHLX) | Barclays/ Citigroup/ Morgan Stanley/ UBS Investment Bank | 40.00 | $920.00 | $23.00 | $33.69 | 46.48% |
| Sientra (SIEN) | Piper Jaffray/ Stifel | 5.00 | $75.00 | $15.00 | $17.80 | 18.67% |
| Boot Barn Holdings (BOOT) | J.P. Morgan/ Piper Jaffray/ Jefferies | 5.00 | $80.00 | $16.00 | $17.75 | 10.94% |
| Fifth Street Asset Management (FSAM) | Morgan Stanley/ J.P. Morgan/ Goldman Sachs/ RBC Capital Markets/ Credit Suisse/ SMBC Nikko | 6.00 | $102.00 | $17.00 | $14.60 | -14.12% |
