IPO Traffic: Week Ending Oct. 5, 2018

Lead Manager/ # of Price Range Dollar
New Filings (Proposed Symbol) Joint-Lead Managers Shares Low High Volume
Alberton Acquisition (ALACU) Chardan 10.00 $10.00 $10.00 $100.00 n.a.
Axonics Modulation Technologies (AXNX) BofA Merrill Lynch/ Morgan Stanley $86.25 n.a.
EnVen Energy (ENVN) Citigroup/ J.P. Morgan/ Stifel $100.00 n.a.
Gamida Cell Ltd. (GMDA) BMO Capital Markets/ RBC Capital Markets $69.00 n.a.
Orchard Rx Ltd. (ORTX) J.P. Morgan/ Goldman Sachs/ Cowen $172.50 n.a.
Revolve Group (Advance Holdings) (RVLV) Morgan Stanley/ Credit Suisse/ BofA Merrill Lynch $100.00 n.a.
Samoyed Holding Limited (SMY) Morgan Stanley/ Deutsche Bank Securities/ CICC $80.00 n.a.
StoneCo Ltd. (STNE) Goldman Sachs/ J.P. Morgan/ Citigroup $100.00 n.a.
Tencent Music Entertainment Group (TME) BofA Merrill Lynch, Deutsche Bank Securities/ Goldman Sachs (Asia) / J.P. Morgan/ Morgan Stanley $1,000.00 n.a.
Twist Bioscience (TWST) J.P. Morgan/ Cowen $86.25 n.a.
Uranium Trading (UTC) B. Riley FBR $57.50 n.a.
n.a. (not available)
Postponed
None
Withdrawn
None
New Terms
Allogene Therapeutics (ALLO) Goldman Sachs/ J.P. Morgan/ Cowen/ Jefferies 16.00 $16.00 $18.00 $272.00 S/O
Anaplan (PLAN) Goldman Sachs/ Morgan Stanley/ Barclays 15.50 $13.00 $15.00 $217.00 S/O
Elastic N.V. (ESTC) Goldman Sachs/ J.P. Morgan/ Barclays/  RBC Capital Markets 7.00 $33.00 $35.00 $238.00 S/O
Equillium (EQ) Jefferies/ Leerink Partners/ Stifel 4.67 $14.00 $16.00 $70.05 S/O
Livent (LTHM) BofA Merrill Lynch/ Goldman Sach/ Credit Suisse 20.00 $18.00 $20.00 $380.00 S/O
Medalist Diversified REIT (MDRR) Maxim Group LLC 0.70 $9.00 $11.00 $7.00 S/O
Osmotica Pharmaceuticals plc (OSMT) Jefferies/ Barclays/ RBC Capital Markets 8.30 $14.00 $16.00 $124.50 S/O
PhaseBio Pharmaceuticals (PHAS) Citigroup/ Cowen/ Stifel 5.00 $12.00 $14.00 $65.00 S/O
Riley Exploration Permian (REPX) SunTrust Robinson Humphrey/ Seaport Global Securities 6.67 $14.00 $16.00 $100.00 S/O
SI-BONE (SIBN) Morgan Stanley/ BofA Merrill Lynch 6.00 $13.00 $15.00 $84.00 S/O
SolarWinds (SWI) Goldman Sachs/ J.P. Morgan/ Morgan Stanley/ Credit Suisse 42.00 $17.00 $19.00 $756.00 S/O
Valtech SE (VTEC) J.P. Morgan/ Morgan Stanley 12.27 $10.00 $12.00 $134.99 S/O
S/O (Subscribers Only)
IPOs Priced Lead Shares Amount Offer Close %
Week of Oct. 1, 2018 Manager(s) Offered Raised Price 10/5/18 Change
Elastic N.V. (ESTC) Goldman Sachs/ J.P. Morgan/ Barclays/  RBC Capital Markets 7.00 $252.00 $36.00 $70.00 94.44%
Guardant Health (GH) J.P. Morgan/ BofA Merrill Lynch 12.50 $237.50 $19.00 $29.20 53.68%
Upwork (UPWK) Citigroup/ Jefferies/ RBC Capital Markets 12.48 $187.14 $15.00 $20.99 39.93%
Kodiak Sciences (KOD) Morgan Stanley/ BofA Merrill Lynch 9.00 $90.00 $10.00 $10.43 4.30%
ARYA Sciences Acquisition (ARYAU) Jefferies 12.50 $125.00 $10.00 $10.17 1.70%
Collier Creek Holdings (CCH.U)  Citigroup/ Credit Suisse/ BofA Merrill Lynch​ 40.00 $400.00 $10.00 $10.15 1.50%
ChaSerg Technology Acquisition (CTAC.U)  Cantor 20.00 $200.00 $10.00 $10.04 0.40%
EdtechX Holdings Acquisition (EDTXU)  Chardan/ I-Bankers 5.50 $55.00 $10.00 $10.03 0.30%