| Lead | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Manager(s) | Shares | Low | High | Volume | Ratings |
| Advanced Technology Acquisition (OTCBB: tba) (u) | CRT Capital Group | 25.00 | $8.00 | $8.00 | $200.00 | n.a. |
| China Fortune Acquisition (OTCBB: tba) (u) | EarlyBirdCapital | 8.00 | $8.00 | $8.00 | $64.00 | n.a. |
| Comverge (COMV) | Citigroup | $90.00 | n.a. | |||
| Dayton Superior (Nasdaq: tba) | Robert W. Baird | $150.00 | n.a. | |||
| Home Inns & Hotel Management (HMIN) |
Credit Suisse
Merrill Lynch
|
$80.00 | n.a. | |||
| Vaughan Foods (Nasdaq: tba) (u) |
Paulson Investment
Capital West
|
5.00 | $4.50 | $5.50 | $25.00 | n.a. |
| (u) unit offering | ||||||
| n.a. (not available) | ||||||
| SCOOP Ratings From Last week: | ||||||
| AeroVironment (AVAV) | Goldman Sachs | $115.00 | 2-Stars | |||
| Altra Holdings (AIMC) |
Merrill Lynch
Wachovia
|
$172.50 | 2-Stars | |||
| Animal Health International (AHII) | JPMorgan | $155.25 | 2-Stars | |||
| China Opportunity Acquisition (OTCBB: tba) (u) | EarlyBirdCapital | 6.00 | $6.00 | $6.00 | $36.00 | 1-Star |
| Mellanox Technologies (MLNX) |
Credit Suisse
JPMorgan
|
$86.25 | 2-Stars | |||
| (u) unit offering | ||||||
| Postponed | ||||||
| none | ||||||
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| Withdrawn | ||||||
| Alsius (ICEY) |
RBC Capital Markets
Harris Nesbitt
|
$40.25 | 1-Star | |||
| IBuyDigital.com (IBUY) | Merriman Curhan Ford | 3.25 | $7.00 | $9.00 | $26.00 | 1-Star |
| New Terms: | ||||||
| Asthmatx (AZMA) |
Piper Jaffray
Bear Stearns
|
5.00 | $11.00 | $13.00 | $60.00 | 1-Star |
| Atlas Energy Resources LLC (ATN) | UBS Investment Bank | 6.08 | $138.81 | 1-Star | ||
| Bank Street Telecom Funding (AMEX: BST-U) (u) | Citigroup | 11.00 | $8.00 | $8.00 | $88.00 | 1-Star |
| Catalyst Pharmaceuticals Partners (CPRX) |
First Albany
Stifel Nicolaus
|
3.00 | $11.00 | $13.00 | $36.00 | 1-Star |
| China Healthcare Acquisition (CHA-U) (u) |
Ferris Baker Watts
Roth Capital Partners
|
10.00 | $6.00 | $6.00 | $60.00 | 1-Star |
| Douglas Emmett (DEI) |
Lehman Brothers
Merrill Lynch
Citigroup
|
55.00 | $19.00 | $21.00 | $1,100.00 | 1-Star |
| ExLService Holdings (EXLS) |
Citigroup
Goldman Sachs
|
5.00 | $10.00 | $12.00 | $55.00 | 2-Stars |
| First Mercury Financial (FMR) |
JPMorgan
Keefe Bruyette Woods
|
9.71 | $16.00 | $18.00 | $165.00 | 2-Stars |
| Geneva Acquisiton (AMEX: GAC-U) (u) |
Ladenburg Thalmann
Ferris Baker Watts
|
10.00 | $6.00 | $6.00 | $60.00 | 1-Star |
| Globalstar (GSAT) |
Wachovia
JPMorgan
|
6.50 | $16.00 | $18.00 | $110.50 | 1-Star |
| Information Services Group (AMEX: III) (u) | Deutsche Bank | 18.75 | $8.00 | $8.00 | $150.00 | 1-Star |
| LeMaitre Vascular (LMAT) | Goldman Sachs | 6.00 | $8.00 | $10.00 | $54.00 | 2-Stars |
| SAIC (SAI) |
Morgan Stanley
Bear Stearns
|
75.00 | $13.00 | $15.00 | $1,050.00 | 3-Stars |
| Stanley (SXE) |
Citigroup
Wachovia
|
6.30 | $12.00 | $14.00 | $81.90 | 2-Stars |
| Trubio Pharmaceuticals (TRBN) | Morgan Stanley | 4.00 | $13.00 | $15.00 | $56.00 | 1-Star |
| Universal Compression Partnership, L.P. (UCLP) |
Merrill Lynch
Lehman Brothers
|
5.50 | $19.00 | $21.00 | $110.00 | 1-Star |
| (*) To see SCOOP ratings, you must be a subscriber | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week Ending Oct. 6, 2006 | Manager(s) | Offered | Raised | Price | 10/6/06 | Change |
| Rhapsody Acquisition (OTCBB: RPSDU)(u) | EarlyBirdCapital | 4.50 | $36.00 | $8.00 | $8.01 | 0.12% |
| BreitBurn Energy Partners L.P. (BBEP) |
RBC Capital Markets
Citigroup
|
20.00 | $370.00 | $18.50 | $18.50 | 0.00% |
| Danaos (DAC) |
Merrill Lynch
Citigroup
|
10.25 | $215.25 | $21.00 | $20.85 | -0.71% |
