| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Ablynx NV (ABLX) | BofA Merrill Lynch/ J.P. Morgan/ Jefferies | $150.00 | n.a. | |||
| Allena Pharmaceuticals (ALNA) | Credit Suisse/ Jefferies/ Cowen | $92.00 | n.a. | |||
| Aquantia (AQ) | Morgan Stanley/ Barclays/ Deutsche Bank Securities | $86.25 | n.a. | |||
| Erytech Pharma S.A. (ERYP) | Jefferies/ Cowen/ Oddo BHF | $100.00 | n.a. | |||
| EWT Holdings I (Evoqua Water Technologies) (AQUA) | Credit Suisse/ J.P. Morgan | $100.00 | n.a. | |||
| ForeScout Technologies (FSCT) | Morgan Stanley/ J.P. Morgan/ Citigroup | $100.00 | n.a. | |||
| Funko (FNKO) | Goldman Sachs/ J.P. Morgan/ BofA Merrill Lynch | $100.00 | n.a. | |||
| Metropolitan Bank Holding (MCB) | J.P Morgan/ Keefe, Bruyette & Woods (A Stifel Company) | $100.00 | n.a. | |||
| Regalwood Global Energy (RWGE.U) (u) | Citigroup/ J.P. Morgan | 30.00 | $10.00 | $10.00 | $300.00 | n.a. |
| Spero Therapeutics (SPRO) | BofA Merrill Lynch/ Cowen/ Stifel | $86.25 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| MongoDB (MDB) | Morgan Stanley/ Goldman Sachs/ Barclays/ Allen & Company | 8.00 | $18.00 | $20.00 | $152.00 | S/O |
| National Vision Holdings (EYE) | BofA Merrill Lynch/ Goldman Sachs/ Citigroup/ KKR/ Morgan Stanley/ Jefferies/ UBS Investment Bank/ Wells Fargo Securities | $100.00 | S/O | |||
| OptiNose (OPTN) | Jefferies/ Piper Jaffray/ BMO Capital Markets/ RBC Capital Markets | 6.25 | $15.00 | $17.00 | $100.00 | S/O |
| OrthoPediatrics (KIDS) | Piper Jaffray/ Stifel | 4.00 | $12.00 | $14.00 | $52.00 | S/O |
| Qudian (QD) | Morgan Stanley/ Credit Suisse/ Citigroup/CICc/ UBS Securities | 31.50 | $19.00 | $22.00 | $645.75 | S/O |
| Restoration Robotic (HAIR) | National Securities Corporation | 11.00 | $12.00 | $14.00 | $143.00 | S/O |
| RISE Education Cayman Ltd (REDU) | Morgan Stanley/ Credit Suisse | 11.00 | $12.00 | $14.00 | $143.00 | S/O |
| Sea Limited (SE) | Goldman Sachs (Asia)/ Morgan Stanley/ Credit Suisse | 49.69 | $12.00 | $14.00 | $645.97 | S/O |
| S/O (Subscribers Only) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Weeks of ct. 2 , 2017 | Manager(s) | Offered | Raised | Price | 10/6/17 | Change |
| Rhythm Pharmaceuticals (RYTM) | Morgan Stanley/ BofA Merrill Lynch/ Cowen | 7.10 | $120.70 | $17.00 | $25.25 | 48.53% |
| Switch (SWCH) | Goldman Sachs/ J.P. Morgan/ BMO Capital Markets/ Wells Fargo Securities | 31.25 | $531.25 | $17.00 | $20.84 | 22.59% |
| Black Ridge Acquisition (BRACU) (u) | EarlyBirdCapital | 12.00 | $120.00 | $10.00 | $10.12 | 1.20% |
| u (unit offering) | ||||||
