| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| AgFeed Animal Nutrition Holdings (tba) | Rodman & Renshaw | $25.00 | n.a. | |||
| Eola Property Trust (EOLA) | BofA Merrill Lynch/ Barclays Capital/ Wells Fargo Securities | $675.00 | 1-Star | |||
| EverBank Financial (tba) | Goldman, Sachs | $200.00 | n.a. | |||
| Le Gaga Holdings Limited (GAGA) | BofA Merrill Lynch/ UBS Investment Bank | $100.00 | n.a. | |||
| Mecox Lane Limited (MCOX) | Credit Suisse/ UBS Investment Bank | $100.00 | 3-Stars | |||
| n.a. (not available) | ||||||
| SCOOP Ratings From Previous Week: | ||||||
| ArborGen (tba) | Goldman, Sachs/ Citi | $75.00 | 1-Star | |||
| Atossa Genetics (ATOSU) (u) | Dawson James Securities | 3.00 | $5.00 | $7.00 | $18.00 | n/c |
| CC Jewelry Co., Ltd.(tba) | tba | $20.00 | n.a. | |||
| Cornerstone OnDemand (tba) | Goldman, Sachs/ Barclays Capital | $115.00 | 2-Stars | |||
| GNC Holdings (tba) | Goldman, Sachs & Co. / J.P. Morgan | $350.00 | n.a. | |||
| QR Energy, LP (QRE) | Wells Fargo Securities | $300.00 | n.a. | |||
| RigNet (RNET) | Deutsche Bank Securities/ Jefferies & Company | $86.25 | 1-Star | |||
| ShangPharma (SHA) | Citi/ J.P. Morgan | 5.80 | $14.50 | $16.50 | $89.90 | 2-Stars |
| TAL Education Group (XRS | Credit Suisse/ Morgan Stanley | $100.00 | 2-Stars | |||
| n.a. (not available) | ||||||
| n/c (no call) | ||||||
| Postponed | ||||||
| LINC Logistics (LLGX) | Citi/ Stephens/ Stifel Nicolaus | 9.20 | $14.00 | $16.00 | $138.00 | 1-Star |
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Aegerion Pharmaceuticals (AEGR) | Leerink Swann/ Lazard Capital Markets | 4.67 | $14.00 | $16.00 | $70.00 | 1-Star |
| Body Central (BODY) | Piper Jaffray/ Jefferies & Company | 5.00 | $14.00 | $16.00 | $75.00 | 1-Star |
| Bravo Brio Restaurant Group (BBRG) | Jefferies & Company/ Piper Jaffray/ Wells Fargo Securities | 8.33 | $14.00 | $16.00 | $125.00 | 1-Star |
| Legacy Healthcare Properties (LRP/LRP) (u) | Jefferies & Company/Stifel Nicolaus Weisel | 8.50 | $18.00 | $19.00 | $157.25 | 1-Star |
| NetSpend Holdings (NTSP) | Goldman, Sachs/ BofA Merrill Lynch/ William Blair | 18.53 | $10.00 | $12.00 | $203.80 | 3-Stars |
| Pacific Biosciences of California (PACB) | J.P.Morgan/ Morgan Stanley | 12.50 | $15.00 | $17.00 | $200.00 | 1-Star |
| Primo Water (PRMW) | Stifel Nicolaus Weisel | 8.33 | $11.00 | $13.00 | $100.00 | 1-Star |
| TAL Education Group (XRS) | Credit Suisse/ Morgan Stanley | 12.00 | $8.00 | $10.00 | $108.00 | 1-Star |
| Tower International (TOWR) | Goldman Sachs/Citi/J.P. Morgan | 6.25 | $15.00 | $17.00 | $100.00 | 1-Star |
| Vera Bradley (VRA) | Baird/ Piper Jaffray | 11.00 | $14.00 | $16.00 | $165.00 | 2-Stars |
| Wave2Wave (WAV) | Rodman & Renshaw/ Sunrise Securities | 4.44 | $8.00 | $10.00 | $40.00 | 1-Star |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Oct. 4, 2010 | Manager(s) | Offered | Raised | Price | 10/8/10 | Change |
| Global Education & Technology Group (GEDU) | Credit Suisse/ BofA Merrill Lynch | 6.38 | $66.94 | $10.50 | $12.20 | 16.19% |
| Daqo New Energy (DQ) | Morgan Stanley | 8.00 | $76.00 | $9.50 | $10.13 | 6.63% |
| Cazador Acquisition Corporation (CAZAU) (u) | Rodman & Renshaw | 4.00 | $40.00 | $10.00 | $10.00 | 0.00% |
| Ellington Financial LLC (EFC) | Deutsche Bank Securities | 4.50 | $101.25 | $22.50 | $21.75 | -3.33% |
