| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Gladstone Land (LAND) | Janney Montgomery Scott | $57.50 | n.a | |||
| Seadrill Partners (SDLP) | Citigroup | $225.00 | n.a | |||
| Silvercrest Asset Management Group (SAMG) | Sandler O’Neill & Partners/ Raymond James | $60.00 | n.a | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| Smith Electric Vehicles (SMTH) | UBS Investment Bank/ BofA Merrill Lynch | 4.45 | $16.00 | $18.00 | $75.65 | 1-Star |
| Withdrawn | ||||||
| Cortina Systems (CRTN) | J.P. Morgan/ Barclays Capital | $100.00 | 2-Stars | |||
| New Terms | ||||||
| Berry Plastics Group (BERY) | BofA Merrill Lynch/ Citigroup/ Barclays/ Deutsche Bank Securities | 29.41 | $16.00 | $18.00 | $500.00 | 1-Star |
| LifeLock (LOCK) | Goldman, Sachs/ BofA Merrill Lynch/ Deutsche Bank Securities | 15.70 | $9.50 | $11.50 | $164.85 | 3-Stars |
| Luxfer Holdings PLC (LXFR) | Credit Suisse/ Jefferies | 8.00 | $12.00 | $14.00 | $104.00 | 1-Star |
| Summit Midstream Partners, LP (SMLP) | Barclays/ BofA Merrill Lynch/ Goldman, Sachs/ Morgan Stanley | 12.50 | $19.00 | $21.00 | $250.00 | 2-Stars |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Sept. 17, 2012 | Manager(s) | Offered | Raised | Price | 9/21/12 | Change |
| Trulia (TRLA) | J.P. Morgan/ Deutsche Bank Securities | 6.00 | $102.00 | $17.00 | $23.03 | 35.47% |
| Susser Petroleum Partners LP (SUSP) | BofA Merrill Lynch/ Barclays/ Wells Fargo Securities/ UBS Investment Bank | 9.50 | $194.75 | $20.50 | $23.08 | 12.59% |
| National Bank Holdings (NBHC) | Goldman, Sachs/ Keefe, Bruyette & Woods | 7.15 | $137.64 | $19.25 | $19.65 | 2.08% |
| Spirit Realty Capital (SRC) | Morgan Stanley | 29.00 | $435.00 | $15.00 | $15.22 | 1.47% |
| Capital Bank Financial (CBF) | Credit Suisse/ BofA Merrill Lynch/ Goldman, Sachs/ Barclays/ FBR | 10.00 | $180.00 | $18.00 | $18.14 | 0.78% |
