IPO Traffic – Week Ending Sept. 22, 2006

  Lead # of Price Range Dollar SCOOP
New Filings (Proposed Symbol) Manager(s) Shares Low High Volume Ratings
Carrols Holdings (Nasdaq: tba)
Wachovia
Banc of America
      $210.00 n.a.
Danaos (DAC)
Merrill Lynch
Citigroup
10.25 $20.00 $22.00 $215.25 2-Stars
Meruelo Maddux Properties (MMPI) Friedman Billings Ramsey       $500.00 n.a.
NewStar Financial (NEWS)
Goldman Sachs
Morgan Stanley
Citigroup
Wachovia
  $100.00 n.a.
Paradigm Ltd. (Nasdaq: tba)
Lehman Brothers
UBS Investment Bank 
Banc of America
  $200.00 1-Star
St. Francis Medical Technology (SFMT)
Citigroup
JPMorgan
      $86.25 n.a.
Telesat Holding (tba)
Goldman Sachs
Citigroup
RBC Capital Markets
    $400.00 2-Stars
(u) unit offering            
n.a. (not available)            
             
SCOOP Ratings From Last week:             
ASAlliance Biofuels (ASAB)
UBS Investment Bank
Lehman Brothers
    $300.00 1-Star
Guidance Software (GUID)
Morgan Stanley
Lehman Brothers
      $80.00 2-Stars
             
Postponed            
Hawkeye Holdings (HWY)
Credit Suisse
Morgan Stanley
Banc of America
15.91 $21.00 $23.00 $350.00 1-Star
             
Withdrawn            
None            
             
New Terms:            
Achillion Pharmaceuticals (ACHN)
Cowen
CIBC World Markets
4.50 $14.00 $16.00 $67.50 1-Star
Acme Packet (APKT)
Goldman Sachs
Credit Suisse
11.47 $6.50 $7.50 $80.32 3-Stars
Alpha Security Group (AMEX: tba) (u) Maxim Group 6.00 $10.00 $10.00 $60.00 1-Star
Ascent (ASNT)
Lehman Brothers
Jefferies
      $201.25 1-Star
BioVex Group (BVEX) Janney Montgomery Scott 3.40 $11.00 $13.00 $40.80 1-Star
Lightspace (OTCBB: tba)(u) Griffin Securitiies 0.64 $6.40 $6.40 $4.10 1-Star
Santa Monica Media (AMEX: tba) (u)
Citigroup
Detusche Bank
12.50 $8.00 $8.00 $100.00 1-Stars
Southern National Bancorp of Virginia (SONA) FIG Partners 1.79 $13.00 $15.00 $25.00 2-Stars
Venoco (VQ)
Credit Suisse
Lehman Brothers
JPMorgan
    $402.50 2-Stars
Willdan Group (WLDN) Wedbush Morgan Securities 2.80 $9.00 $11.00 $28.00 1-Star
(*) To see SCOOP ratings, you must be a subscriber          
             
IPOs Priced Lead Shares Amount Offer Close %
Week Ending Sept. 22, 2006 Manager(s) Offered Raised Price 9/22/06 Change
Riverbed Technology (RVBD) Goldman Sachs 8.80 $85.80 $9.75 $16.75 71.79%
CommVault Systems (CVLT)
Credit Suisse
Goldman Sachs
11.11 $161.11 $14.50 $17.00 17.24%
DivX (DIVX) JPMorgan 9.10 $145.60 $16.00 $18.70 16.88%
Hiland Holdings GP L.P. (HPGP)
Lehman Brothers
AG Edwards
7.00 $129.50 $18.50 $20.40 10.27%
Home Diagnostics (HDIX) JPMorgan 6.60 $79.20 $12.00 $12.50 4.17%
Warner Chilcott Holdings (WCRX) Goldman Sachs 70.60 $1,059.00 $15.00 $15.18 1.20%
Porter Bancorp (PBIB)
Sandler O’Neill
Keefe Bruyette & Woods
1.55 $37.20 $24.00 $23.00 -4.17%