| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| CM Seven Star Acquisition (CMSSU) (u) | EarlyBirdCapital | 15.00 | $10.00 | $10.00 | $150.00 | n.a. |
| NetREIT (SQFT) | Janney Montgomery Scott | $69.00 | n.a. | |||
| OptiNose (TBA) | Jefferies/ Piper Jaffray/ BMO Capital Markets/ RBC Capital Markets | $100.00 | n.a. | |||
| Black Ridge Acquisition (BRACU) (u) | EarlyBirdCapital | 10.00 | $10.00 | $10.00 | $100.00 | n.a. |
| Qudian (QD) | Morgan Stanley/ Credit Suisse/ Citigroup/CICc/ UBS Securities | $750.00 | n.a. | |||
| VM Holding S.A. (NEXA) | JP Morgan/ BMO Capital Markets/ Morgan Stanley/ Credit Suisse | $100.00 | n.a. | |||
| MongoDB (MDB) | Morgan Stanley/ Goldman Sachs/ Barclays/ Allen & Company | $100.00 | n.a. | |||
| Sea Limited (SE) | Goldman Sachs (Asia)/ Morgan Stanley/ Credit Suisse | $1,000.00 | n.a. | |||
| Sentinel Energy Services (STNLU) (u) | Citigroup/ Goldman Sachs | 30.00 | $10.00 | $10.00 | $300.00 | n.a. |
| RISE Education Cayman Ltd (REDU) | Morgan Stanley/ Credit Suisse | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| TBA (to be announced) | ||||||
| u (unit offering) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| BEST Inc. (BSTI) | Citigroup/ Credit Suisse/ Goldman Sachs/ J.P. Morgan/ Deutsche Bank | 45.00 | $10.00 | $11.00 | $472.50 | S/O |
| Deciphera Pharmaceutical (DCPH) | J.P. Morgan/ Piper Jaffray | 6.25 | $15.00 | $17.00 | $100.00 | S/O |
| Gadsden Growth Properties (GADS) | National Securities Corporation | 3.50 | $9.00 | $11.00 | $35.00 | S/O |
| NuCana plc (NCNA) | Citigroup/ Jefferies/ Cowen | 6.67 | $14.00 | $16.00 | $100.01 | S/O |
| PQ Group (PQG) | Morgan Stanley/ Goldman Sachs/ Citigroup/ Credit Suisse | 29.00 | $21.00 | $23.00 | $638.00 | S/O |
| Restoration Robotic (HAIR) | National Securities Corporation | 3.13 | $7.00 | $9.00 | $25.00 | S/O |
| Roku (ROKU) | Morgan Stanley/ Citigroup | 7.80 | $16.00 | $18.00 | $132.60 | S/O |
| S/O (Subscribers Only) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Weeks of Sept. 18 , 2017 | Manager(s) | Offered | Raised | Price | 9/22/17 | Change |
| TDH Holdings (PETZ) | ViewTrade Securities | 1.33 | $5.63 | $4.25 | $12.75 | 200.00% |
| Zai Lab Ltd. (ZLAB) | J.P. Morgan/ Citigroup/ Leerink Partners | 8.33 | $150.00 | $18.00 | $27.73 | 54.06% |
| Celcuity (CELC) | Craig-Hallum Capital Group | 2.40 | $22.80 | $9.50 | $13.63 | 43.47% |
| Despegar.com (DESP) | Morgan Stanley/ Citigroup | 12.77 | $332.02 | $26.00 | $32.16 | 23.69% |
| BEST Inc. (BSTI) | Citigroup/ Credit Suisse/ Goldman Sachs/ J.P. Morgan/ Deutsche Bank | 45.00 | $450.00 | $10.00 | $12.05 | 20.50% |
| Krystal Biotech (KRYS) | Ladenburg Thalmann | 3.96 | $39.60 | $10.00 | $10.06 | 0.60% |
| Oasis Midstream Partners LP (OMP) | Morgan Stanley/ Citigroup/ Wells Fargo Securities/ Credit Suisse/ Deutsche Bank Securities/ Goldman Sachs/ J.P. Morgan/ RBC Capital Markets | 7.50 | $127.50 | $17.00 | $16.75 | -1.47% |
| Secoo Holding Limited (SECO) | Jefferies | 8.50 | $110.50 | $13.00 | $10.00 | -23.08% |
