| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| AutoGenomics (AGMX) | Leerink Swann | $65.00 | n.a | |||
| Fairway Group Holdings (FWM) | Credit Suisse/ BofA Merrill Lynch/ Jefferies/ William Blair | $150.00 | n.a | |||
| Paratek Pharmaceuticals (PRTK) | UBS Investment Bank/ Leerink Swann | $92.00 | n.a | |||
| Singulex (SGLX) | UBS Investment Bank/ Piper Jaffray | $86.25 | n.a | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Schottenstein Realty Trust (SCRT) | Raymond James/ BofA Merrill Lynch/ Wells Fargo Securities | 26.67 | $14.00 | $16.00 | $400.00 | 1-Star |
| ViSalus (VI) | Jefferies | $175.00 | n.a. | |||
| New Terms | ||||||
| Ambarella (AMBA) | Morgan Stanley/ Deutsche Bank Securities | 6.00 | $9.00 | $11.00 | $60.00 | 1-Star |
| Amira Nature Foods (ANFI) | UBS Investment Bank/ Deutsche Bank Securities | 9.00 | $13.00 | $15.00 | $126.00 | 2-Stars |
| Dave & Buster’s Entertainment (PLAY) | Goldman, Sachs/ Jefferies/ Piper Jaffray | 7.69 | $12.00 | $14.00 | $100.00 | 2-Stars |
| FleetMatics Group plc (FM) | BofA Merrill Lynch/ Barclays | 7.81 | $15.00 | $17.00 | $125.00 | 3-Stars |
| Intercept Pharmaceuticals (ICPT) | BofA Merrill Lynch | 4.30 | $13.00 | $15.00 | $60.20 | 1-Star |
| JAVELIN Mortgage Investment (JMI) | Deutsche Bank Securities/ Citigroup/ Barclays/ Credit Suisse | 6.25 | $20.00 | $20.00 | $125.00 | 1-Star |
| KYTHERA Biopharmaceuticals (KYTH) | J.P. Morgan/ Goldman, Sachs | 4.00 | $14.00 | $16.00 | $60.00 | 1-Star |
| Realogy Holdings (RLGY) | Goldman, Sachs/ J.P. Morgan/ Barclays/ Credit Suisse | 40.00 | $23.00 | $27.00 | $1,000.00 | 1-Star |
| Shutterstock (SSTK) | Morgan Stanley/ Deutsche Bank Securities/ Jefferies | 4.50 | $13.00 | $15.00 | $63.00 | 3-Stars |
| Taylor & Martin Group (TMG) | Canaccord Genuity/ Oppenheimer | 15.00 | $10.00 | $12.00 | $165.00 | 1-Star |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Sept. 24, 2012 | Manager(s) | Offered | Raised | Price | 9/28/12 | Change |
| Qualys (QLYS) | J.P. Morgan/ Credit Suisse | 7.58 | $90.90 | $12.00 | $14.11 | 17.58% |
| Santander México Financial Group (BSMX) | UBS Investment Bank/ Duetsche Bank/ BofA Merrill Lynch | 238.23 | $2,902.84 | $12.18 | $13.70 | 12.43% |
| Summit Midstream Partners, LP (SMLP) | Barclays/ BofA Merrill Lynch/ Goldman, Sachs/ Morgan Stanley | 12.50 | $250.00 | $20.00 | $21.11 | 5.55% |
