| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Collabrium Japan Acquisition (JACQU) | PrinceRidge | 4.00 | $10.00 | $10.00 | $40.00 | n.a. |
| Intercept Pharmaceuticals (ICPT) | BofA Merrill Lynch | $75.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| AMC Entertainment (AMC) | J.P. Morgan/ Goldman, Sachs | $450.00 | 1-Star | |||
| Arcade China Acquisition (otcbb)(u) | Morgan Joseph TriArtisan LLC | 4.00 | $10.00 | $10.00 | $40.00 | 1-Star |
| New Terms | ||||||
| GlobeImmune (GBIM) | Wells Fargo Securities/ Piper Jaffray | 5.00 | $11.00 | $13.00 | $60.00 | 1-Star |
| Regulus Therapeutics (RGLS) | Lazard Capital Markets/ Cowen and Company/ BMO Capital Markets | 4.55 | $10.00 | $12.00 | $50.00 | n.a. |
| Santander México Financial Group (BSMX) | UBS Investment Bank | 235.10 | $10.99 | $12.70 | $2,784.81 | n/c |
| Smith Electric Vehicles (SMTH) | UBS Investment Bank/ BofA Merrill Lynch | 4.45 | $16.00 | $18.00 | $75.65 | 1-Star |
| Trulia (TRLA) | J.P. Morgan/ Deutsche Bank Securities | 6.00 | $14.00 | $16.00 | $90.00 | n.a. |
| n.a. (not avaiable | ||||||
| n/c (no call) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Sept. 3, 2012 | Manager(s) | Offered | Raised | Price | 9/7/12 | Change |
| none |
