| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Extraction Oil & Gas (XOG) | Credit Suisse/ Barclays/ Goldman Sachs | $100.00 | n.a. | |||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| PES Logistics Partners, L.P. (PESL) | BofA Merrill Lynch/ Credit Suisse | $250.00 | n.a. | |||
| Philadelphia Energy Solutions (PESC) | BofA Merrill Lynch/ Credit Suisse | 15.15 | $15.00 | $18.00 | $250.00 | n.a. |
| Sancilio Pharmaceuticals (SPCI) | UBS Investment Bank/ Piper Jaffray | $86.25 | n.a. | |||
| New Terms | ||||||
| AC Immune SA (ACIU) | Credit Suisse/ Jefferies/ Leerink Partners | 4.55 | $11.00 | $13.00 | $54.55 | 2-Stars |
| CapStar Financial Holdings (CSTR) | Keefe, Bruyette & Woods/ Sandler O’Neill + Partners, L.P | 2.59 | $14.50 | $16.50 | $40.07 | 2-Stars |
| e.l.f. Beauty (ELF) | J.P. Morgan/ Morgan Stanley | 8.33 | $14.00 | $16.00 | $125.00 | 3-Stars |
| Saban Capital Acquisition (SCACU) (u) | Deutsche Bank Securities/ Goldman Sachs | 20.00 | $10.00 | $10.00 | $200.00 | 1-Star |
| Valvoline (VVV) | BofA Merrill Lynch/ Citigroup/ Morgan Stanley | 30.00 | $20.00 | $23.00 | $645.00 | 3-Stars |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Sept. 12, 2016 | Manager(s) | Offered | Raised | Price | 9/16/16 | Change |
| Everbridge (EVBG) | Credit Suisse/ BofA Merrill Lynch | 7.50 | $90.00 | $12.00 | $15.25 | 27.08% |
| Noble Midstream Partners LP (NBLX) | Barclays/ Baird/ J.P. Morgan | 12.50 | $275.00 | $22.00 | $26.26 | 19.36% |
| FB Financial (FBK) | J.P. Morgan/ UBS/ Keefe, Bruyette & Woods (A Stifel Company) | 5.88 | $111.76 | $19.00 | $20.75 | 9.21% |
| Bank of N.T. Butterfield & Son (NTB) (N/C) | Goldman Sachs/ Citigroup/ Sandler O’Neill + Partners | 10.64 | $250.00 | $23.50 | $24.75 | 5.32% |
| M I Acquisitions (MACQU) (u) | Chardan Capital Markets | 5.00 | $50.00 | $10.00 | $10.05 | 0.50% |
| Saban Capital Acquisition (SCACU) (u) | Deutsche Bank Securities/ Goldman Sachs | 20.00 | $200.00 | $10.00 | $10.05 | 0.50% |
| N/C = No Call – Stock is traded on the Bermuda Stock Exchange since 1998 | ||||||
| u (unit offering) | ||||||
