| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Axalta Coating Systems Ltd (TBA) | Citigroup/ Goldman Sachs/ Deutsche Bank Securities/ J.P. Morgan/ BofA Merrill Lynch/ Barclays/ Credit Suisse/ Morgan Stanley | $100.00 | n.a. | |||
| Calithera Biosciences (CALA) | Citigroup/ Leerink Partners/ Wells Fargo Securities/ JMP Securities | $80.00 | n.a. | |||
| Civitas Therapeutics (CVTS) | J.P. Morgan/ BofA Merrill Lynch | $86.25 | n.a. | |||
| CONE Midstream Partners LP (CNNX) | Wells Fargo Securities/ BofA Merrill Lynch/ Baird | $350.00 | n.a. | |||
| Dermira (DERM) | Citigroup/ Leerink Partners | $75.00 | n.a. | |||
| Enovation Controls (ENOV) | Morgan Stanley/ UBS Securities | $100.00 | n.a. | |||
| Great Western Bancorp (GWB) | Deutsche Bank Securities/ BofA Merrill Lynch | $100.00 | n.a. | |||
| HubSpot (HUBS) | Morgan Stanley/ J.P. Morgan/ UBS Securitie | $100.00 | n.a. | |||
| Hydra Industries Acquisition (HDRAU) (u) | UBS Investment Bank | 10.00 | $10.00 | $10.00 | $100.00 | n.a. |
| Jaguar Animal Health (JAGX) | BMO Capital Markets/ Guggenheim Securities | $70.00 | n.a. | |||
| LendingClub (TBA) | Morgan Stanley/ Goldman Sachs/ Citigroup | $500.00 | n.a. | |||
| Medley Management (MDLY) | Goldman Sachs/ Credit Suisse | $150.00 | n.a. | |||
| NeuroSigma (NSIG) | Jefferies | $50.00 | n.a. | |||
| Paramount Group (PGRE) | BofA Merrill Lynch/ Morgan Stanley/ Wells Fargo Securities | $100.00 | n.a. | |||
| Rhythm Holding (RYTM) | Citigroup/ Cowen and Company | $86.25 | n.a. | |||
| STORE Capital (STRE) | Goldman Sachs/ Credit Suisse/ Morgan Stanley | $500.00 | n.a. | |||
| USD Partners LP (USDP ) | Citigroup/ Barclays/ Credit Suisse/ BofA Merrill Lynch | $150.00 | n.a. | |||
| Veritex Holdings (VBTX) | Sandler ONeill + Partners/ Stephens | $40.00 | n.a. | |||
| Vivint Solar (VSLR) | Goldman Sachs/ BofA Merrill Lynch/ Credit Suisse | $200.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| none | ||||||
| Withdrawn | ||||||
| Southeastern Grocers (SEG) | Citigroup/ Credit Suisse/ Deutsche Bank Securities/ William Blair/ Wells Fargo Securities | $500.00 | n.a. | |||
| New Terms | ||||||
| ATD Corporation (ATD) | BofA Merrill Lynch/ Deutsche Bank Securities/ Goldman Sachs/ Barclays/ J.P. Morgan/ UBS Investment Bank | $100.00 | n.a. | |||
| Capnia (CAPNU) | Maxim Group LLC | 1.70 | $5.00 | $5.00 | $8.50 | 1-Star |
| Diplomat Pharmacy (DPLO) | Credit Suisse/ Morgan Stanley/ J.P. Morgan/ Wells Fargo Securities/ William Blair/ Leerink Partners | $100.00 | n.a. | |||
| ReWalk Robotics (RWLK) | Barclays/ Jefferies | 3.35 | $14.00 | $16.00 | $50.25 | n.a. |
| Syndax Pharmaceuticals (SNDX) | Deutsche Bank Securities/ Jefferies | 4.30 | $13.00 | $15.00 | $60.20 | 1-Star |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Aug. 18 & Aug. 25, 2014 | Manager(s) | Offered | Raised | Price | 8/29/14 | Change |
| Sino Mercury Acquisition (SMACU) (u) | Cantor Fitzgerald & Co. | 4.00 | $40.00 | $10.00 | $10.04 | 0.40% |
