IPO Traffic: Weeks Ending Aug. 22 & 29, 2014

  Lead Manager/ # of Price Range   Dollar SCOOP
New Filings (Proposed Symbol) Joint-Lead Managers Shares Low High Volume Ratings
Axalta Coating Systems Ltd   (TBA) Citigroup/ Goldman Sachs/ Deutsche Bank Securities/ J.P. Morgan/ BofA Merrill Lynch/ Barclays/ Credit Suisse/ Morgan Stanley $100.00 n.a.
Calithera Biosciences  (CALA) Citigroup/ Leerink Partners/ Wells Fargo Securities/ JMP Securities $80.00 n.a.
Civitas Therapeutics (CVTS) J.P. Morgan/ BofA Merrill Lynch       $86.25 n.a.
CONE Midstream Partners LP  (CNNX) Wells Fargo Securities/ BofA Merrill Lynch/ Baird     $350.00 n.a.
Dermira  (DERM) Citigroup/ Leerink Partners       $75.00 n.a.
Enovation Controls (ENOV) Morgan Stanley/ UBS Securities       $100.00 n.a.
Great Western Bancorp (GWB) Deutsche Bank Securities/ BofA Merrill Lynch     $100.00 n.a.
HubSpot (HUBS) Morgan Stanley/ J.P. Morgan/ UBS Securitie     $100.00 n.a.
Hydra Industries Acquisition  (HDRAU) (u) UBS Investment Bank 10.00 $10.00 $10.00 $100.00 n.a.
Jaguar Animal Health  (JAGX) BMO Capital Markets/ Guggenheim Securities     $70.00 n.a.
LendingClub  (TBA) Morgan Stanley/ Goldman Sachs/ Citigroup     $500.00 n.a.
Medley Management  (MDLY) Goldman Sachs/ Credit Suisse       $150.00 n.a.
NeuroSigma (NSIG) Jefferies       $50.00 n.a.
Paramount Group  (PGRE) BofA Merrill Lynch/ Morgan Stanley/ Wells Fargo Securities   $100.00 n.a.
Rhythm Holding  (RYTM) Citigroup/ Cowen and Company       $86.25 n.a.
STORE Capital (STRE) Goldman Sachs/ Credit Suisse/ Morgan Stanley     $500.00 n.a.
USD Partners LP  (USDP ) Citigroup/ Barclays/ Credit Suisse/ BofA Merrill Lynch   $150.00 n.a.
Veritex Holdings  (VBTX) Sandler ONeill + Partners/ Stephens       $40.00 n.a.
Vivint Solar  (VSLR) Goldman Sachs/ BofA Merrill Lynch/ Credit Suisse   $200.00 n.a.
n.a. (not available)            
Southeastern Grocers  (SEG) Citigroup/ Credit Suisse/ Deutsche Bank Securities/ William Blair/ Wells Fargo Securities $500.00 n.a.
New Terms            
ATD Corporation (ATD) BofA Merrill Lynch/ Deutsche Bank Securities/ Goldman Sachs/ Barclays/ J.P. Morgan/ UBS Investment Bank $100.00 n.a.
Capnia  (CAPNU) Maxim Group LLC 1.70 $5.00 $5.00 $8.50 1-Star
Diplomat Pharmacy  (DPLO) Credit Suisse/ Morgan Stanley/ J.P. Morgan/ Wells Fargo Securities/ William Blair/ Leerink Partners $100.00 n.a.
ReWalk Robotics (RWLK) Barclays/ Jefferies 3.35 $14.00 $16.00 $50.25 n.a.
Syndax Pharmaceuticals (SNDX) Deutsche Bank Securities/ Jefferies 4.30 $13.00 $15.00 $60.20 1-Star
IPOs Priced Lead Shares Amount Offer Close %
Week of Aug. 18 & Aug. 25, 2014 Manager(s) Offered Raised Price 8/29/14 Change
Sino Mercury Acquisition (SMACU) (u) Cantor Fitzgerald & Co. 4.00 $40.00 $10.00 $10.04 0.40%