IPO Traffic: Weeks Ending Dec. 21 and 28, 2012

  Lead Manager/ # of Price Range   Dollar SCOOP
New Filings (Proposed Symbol) Joint-Lead Managers Shares Low High Volume Ratings
Aviv REIT (AVIV) Morgan Stanley/ BofA Merrill Lynch/ Goldman, Sachs   $300.00 1-Star
Five Oaks Investment (FOIC) Barclays/ Credit Suisse       $115.00 1-Star
Health Insurance Innovations ( HIIQ ) Credit Suisse/ Citigroup/ BofA Merrill Lynch     $86.25 n.a
Pinnacle Foods  (tba) Barclays/ BofA Merrill Lynch/ Credit Suisse/ Goldman, Sachs/ Morgan Stanley/ UBS Investment Bank $100.00 n.a
SeaWorld Entertainment  (SEAS) Goldman, Sachs/ J.P. Morgan       $100.00 n.a
TRI Pointe Homes (TPH) Citigroup/ Deutsche Bank Securities/ FBR     $172.50 n.a
n.a. (not available)            
Audeo Oncology (AURX) Leerink Swann/ Oppenheimer 3.25 $14.00 $16.00 $48.75 1-Star
Bluestem Brands (BSTM) Piper Jaffray/ Wells Fargo Securities 10.00 $14.00 $16.00 $150.00 1-Star
Safety-Kleen (SK) Credit Suisse/ Morgan Stanley       $400.00 1-Star
Singulex  (SGLX) UBS Investment Bank/ Piper Jaffray 4.38 $15.00 $17.00 $70.00 1-Star
New Terms            
Zoetis (ZTS) J.P. Morgan/ BofA Merrill Lynch/ Morgan Stanley     $100.00 2-Stars
IPOs Priced Lead Shares Amount Offer Close %
Week of Dec. 17 & 24, 2012 Manager(s) Offered Raised Price 12/28/12 Change
CIS Acquisition Ltd. (CISAU) Chardan Capital Markets 4.00 $40.00 $10.00 $10.05 0.50%
Sprott Physical Platinum and Palladium Trust  (SPPP) Morgan Stanley/ RBC Capital Markets 28.00 $280.00 $10.00 $9.90 -1.00%