IPO Traffic: Weeks Ending Dec. 23 & Dec. 31, 2010

  Lead Manager/ # of Price Range   Dollar SCOOP
New Filings (Proposed Symbol) Joint-Lead Managers Shares Low High Volume Ratings
China Dredging Group (CLFF) Chardan Capital Markets       $200.00 n.a.
China Sunflower Group (tba) Rodman & Renshaw       $20.00 n.a.
CVR Partners, LP (UAN) Morgan Stanley/ Barclays Capital       $200.00 2-Stars
HCA Holdings  (HCA) BofA Merrill Lynch/Citi/J.P. Morgan       $4,600.00 2-Stars
NewLink Genetics (NLNK Wells Fargo Securities/ Cowen       $86.25 1-Star
Responsys (RESP) Morgan Stanley/ Credit Suisse       $60.00 n.a.
Schottenstein Realty Trust  (SCRT) Raymond James       $517.50 1-Star
ServiceSource International (tba) Morgan Stanley/ Deutsche Bank Securities     $75.00 n.a.
Supernus Pharmaceuticals (SUPN) Citi/ Barclays Capital       $100.00 1-Star
Universal Business Payment Solutions Acquisition  (TBA) EarlyBirdCapital 12.00 $6.00 $6.00 $72.00 n.a.
VOC Energy Trust (VOC) Raymond James       $200.00 n.a.
n.a. (not available)            
SCOOP Ratings From Previous Week          
BJB Career Education (BJB) Credit Suisse/ Goldman Sachs (Asia)       $100.00 2-Stars
Energy and Power Solutions (tba) tba       $25.00 n.a.
HCA (HCA) BofA Merrill Lynch/Citi/J.P. Morgan       $4,600.00 2-Stars
New Terms            
Bruker Energy & Supercon Technologies (ESCT) Jefferies       $100.00 1-Star
IASO Pharma (IASO) Ladenburg Thalmann        $20.00 1-Star
Preferred Apartment Communities (APTS) Roth Capital Partners/ Anderson & Strudwick 4.50 $10.00 $10.00 $45.00 1-Star
IPOs Priced Lead Shares Amount Offer Close %
Weeks of Dec. 20 & Dec. 27, 2010 Manager(s) Offered Raised Price 12/31/10 Change
Ossen Innovation (OSN) Global Hunter Securities, LLC/ Knight Capital Markets 5.00 $22.50 $4.50 $4.74 5.33%