(Note: Cadrenal Therapeutics Inc. priced its IPO on Jan. 19, 2023, in sync with the terms in its prospectus: 1.4 million shares at $5.00 to raise $7.0 million. Cadrenal Therapeutics, Inc. added Sutter Securities as a joint book-runner with Boustead Securities (previously sole book-runner) in an S-1/A filing dated Dec. 8, 2022. Previously: Cadrenal Therapeutics […]

(Note: DMB Acquisition Corp. withdrew its SPAC IPO in an SEC filing dated Sept. 22, 2022. This blank check company’s IPO had been in the works since July 2021. Unlike most SPAC IPOs, this deal was planned as a stock-only offering – no warrants.) We intend to focus on businesses that have their primary operations located […]

(Note: Melt Pharmaceuticals, Inc. withdrew its IPO plans in an SEC filing dated Jan. 4, 2023.) Melt is a clinical stage pharmaceutical company focused on the development and commercialization of proprietary non-opioid, non-IV, sedation and anesthesia therapeutics for human medical procedures in hospital, outpatient and in-office settings. We intend to seek regulatory approval through the […]

(Eleison Pharmaceuticals Inc. withdrew its IPO plans in an SEC letter dated June 28, 2023. The cancer biotech filed its S-1  in Jan. 24, 2022. It never filed terms.)  We are a clinical stage biopharmaceutical company dedicated to acquiring, developing and commercializing late-stage therapies (in Phase II or Phase III trials) to treat rare life-threatening […]

We are currently primarily engaged in the business of supplying environmentally friendly health and wellness products to various industries, including but not limited to the professional pest control industry, over the counter pharmacies through distribution partnerships, as well as directly to consumers. (Incorporated in Nevada) We strive to be perceived as a health and wellness company […]

We are a leading internally managed REIT that acquires, owns and operates a diversified portfolio of clinical healthcare real estate properties, focusing primarily on medical office buildings (MOBs), senior housing, skilled nursing facilities (SNFs), hospitals and other healthcare-related facilities. We have built a fully integrated management platform, with approximately 112 employees, that operates clinical healthcare […]

(Note: ev Transportation Services, Inc. withdrew its IPO plans in an SEC filing dated Aug. 9, 2023. The S-1 was filed on Sept. 16, 2022.) We are an early-stage manufacturer of all-electric, lightweight commercial utility vehicles. (Incorporated in Delaware) Our first vehicle is the “FireFly,” which is used in the essential services and on-demand “last mile” urban […]

Note: SolarJuice Co., Ltd. is a spin-off of SPI Energy Co., Ltd. (“SPI”). After the IPO, SPI will continue to own more than 50% of our voting power. (Incorporated in the Cayman Islands)  SolarJuice provides solar photovoltaic (PV) based energy solutions for residential and small commercial building markets in Australia and the United States. Through […]

We are an oil and gas exploration and development company headquartered in Bakersfield, California, with operations in Monterey County, California. The Company was incorporated on July 19, 2021, under the laws of Delaware to acquire, fund and develop oil exploration and production assets in California. We have no revenue-generating operations as of the date of […]

(Note: ASP Isotopes Inc. (ASPI) downsized its IPO at pricing on Nov. 9, 2022, to 1.25 million shares – down from 1.5 million in the prospectus – and priced the IPO at $4.00 – the low end of its $4.00 to $5.00 range – to raise $5.0 million.) We are a pre-commercial stage advanced materials company […]