| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| GWG Holdings (GWGH) | TBA | $15.00 | n.a. | |||
| Heritage Insurance Holdings (TBA) | Citigroup | $100.00 | n.a. | |||
| Orion Engineered Carbons Holdings (TBA) | Morgan Stanley/ Goldman, Sachs/ UBS Securities | $300.00 | n.a. | |||
| Ulthera (ULTH) | J.P. Morgan/ Citigroup | $86.25 | n.a. | |||
| n.a. (not available) | ||||||
| tba (to be announced) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Alder BioPharmaceuticals (ALDR) | Credit Suisse/ Leerink Partners | 7.15 | $13.00 | $15.00 | $100.10 | n.a. |
| Aldeyra Therapeutics (ALDX) | Aegis Capital Corp | 1.20 | $10.00 | $12.00 | $13.20 | 1-Star |
| Ares Management, L.P. (ARES) |
J.P. Morgan/ BofA Merrill Lynch/ Goldman Sachs/ Morgan Stanley/ Wells Fargo Securities | 18.20 | $21.00 | $23.00 | $400.32 | 1-Star |
| Ariosa Diagnostics (AROS) | J.P. Morgan/ Citigroup | 3.50 | $16.00 | $18.00 | $59.50 | n.a. |
| Cheetah Mobile (CMCM) | Morgan Stanley/ J.P. Morgan/ Credit Suisse | $300.00 | n.a. | |||
| Cheetah Mobile (CMCM) | Morgan Stanley/ J.P. Morgan/ Credit Suisse | 12.00 | $12.50 | $14.50 | $162.00 | n.a. |
| K2M Group Holdings (KTWO) | Piper Jaffray/ Barclays/ Wells Fargo Securities | 8.85 | $16.00 | $18.00 | $150.45 | n.a. |
| Materialise NV (MTLS) | Piper Jaffray/ Credit Suisse | $300.00 | n.a. | |||
| Papa Murphy’s Holdings (FRSH) | Jefferies/ Baird/ Wells Fargo Securities | 5.83 | $11.00 | $13.00 | $70.00 | 2-Stars |
| Quotient (QTNTU) | UBS Investment Bank/ Baird/ Cowen | 5.00 | $8.00 | $8.00 | $40.00 | 1-Star |
| Radius Health (RDUS) | Jefferies/ Cowen and Company | 5.00 | $14.00 | $16.00 | $75.00 | n.a. |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of April 21, 2014 | Manager(s) | Offered | Raised | Price | 4/25/14 | Change |
| Quotient (QTNTU) | UBS Investment Bank/ Baird/ Cowen | 5.00 | $40.00 | $8.00 | $7.45 | -6.88% |
| Lombard Medical (EVAR) | Jefferies/ Barclays | 5.00 | $55.00 | $11.00 | $10.00 | -9.09% |
| Viggle (VGGL) | Ladenburg Thalmann/ Roth Capital Partners | 4.38 | $35.00 | $8.00 | $5.75 | -28.13% |
