IPO Traffic: Week Ending May 3, 2019

Lead Manager/ # of Price Range Dollar SCOOP
New Filings (Proposed Symbol) Joint-Lead Managers Shares Low High Volume Ratings
Chewy (CHWY) Allen & Company/ J.P. Morgan/ Morgan Stanley $100.00 n.a.
Codiak BioSciences  (CDAK) Jefferies, Evercore ISI, William Blair $86.25 n.a.
n.a. (not available)
Postponed
None
Withdrawn
None
New Terms
Applied Therapeutics (APLT) Citigroup/ Cowen/ UBS Investment Bank 4.00 $14.00 $16.00 $60.00 S/O
Avantor (AVTR) Goldman Sachs/ J.P. Morgan 154.00 $18.00 $21.00 $3,003.00 S/O
Axcella Health (AXLA} Goldman Sachs/ J.P. Morgan/ SVB Leerink 3.57 $20.00 $22.00 $75.00 S/O
Beyond Meat (BYND) Goldman Sachs/ J.P. Morgan/ Credit Suisse 9.63 $23.00 $25.00 $231.00 S/O
ConversionPoint Holdings (CPTI) Oppenheimer/ GMP Securities 6.15 $6.00 $7.00 $40.00 S/O
Cortexyme (CRTX) BofA Merrill Lynch/ Credit Suisse 4.41 $16.00 $18.00 $75.00 S/O
Mayville Engineering (MEC) Baird/ Citigroup/ Jefferies 6.25 $19.00 $21.00 $125.00 S/O
Milestone Pharmaceuticals (MIST) Jefferies/ Cowen/ Piper Jaffray 5.00 $14.00 $16.00 $75.00 S/O
NextCure (NXTC) Morgan Stanley/ BofAMerrill Lynch, Pierce/ Piper Jaffray 5.00 $14.00 $16.00 $75.00 S/O
Parsons (PSN) Goldman Sachs/ BofA Merrill Lynch/ Morgan Stanley 18.52 $26.00 $28.00 $500.00 S/O
Postal Realty Trust (PSTL) Stifel/ Janney Montgomery Scott/ BMO Capital Markets/ Height Capital Markets 5.00 $19.00 $21.00 $100.00 S/O
SolarMax Technology (SMXT) ViewTrade Securities 4.00 $4.00 $4.00 $16.00 S/O
Sonim Technologies (SONM) Oppenheimer/ Lake Street 3.57 $13.00 $15.00 $50.00 S/O
South Plains Financial (SPFI) Keefe, Bruyette & Woods (A Stifel Company)/ Sandler O’Neill + Partners 3.38 $17.50 $19.50 $62.53 S/O
Riley Exploration Permian (REPX) Roth Capital Partners $115.00 S/O
HeZhong International (Holding) Ltd. (HZ) ViewTrade Securities 1.25 $4.00 $4.00 $5.00 S/O
SolarMax Technology (SMXT) ViewTrade Securities 4.00 $4.00 $4.00 $16.00 S/O
Blue Hat Interactive Entertainment Technology (BHAT) ViewTrade Securities 1.80 $4.00 $4.00 $7.20 S/O
Diamond Eagle Acquisition (DEACU) (u) Deutsche Bank Securities/ Goldman Sachs 35.00 $10.00 $10.00 $350.00 S/O
S/O (Subscribers Only)
IPOs Priced Lead Shares Amount Offer Close %
Week of April 29, 2019 Manager(s) Offered Raised Price 5/3/19 Change
Beyond Meat (BYND) Goldman Sachs/ J.P. Morgan/ Credit Suisse 9.63 $240.63 $25.00 $66.79 167.16%
TransMedics Group (TMDX) Morgan Stanley/ J.P. Morgan 5.70 $91.20 $16.00 $24.80 55.00%
So-Young International (SY) Deutsche Bank Securities/ CICC 13.00 $179.40 $13.80 $20.77 50.51%
Yunji (YJ) Morgan Stanley/ Credit Suisse/ J.P. Morgan/ CICC 11.00 $121.00 $11.00 $14.15 28.64%
Red River Bancshares (RRBI) FIG Partners/ Stephens 0.60 $27.00 $45.00 $50.25 11.67%
SciPlay (SCPL) BofA Merrill Lynch/ J.P. Morgan/ Deutsche Bank Securities 22.00 $352.00 $16.00 $15.25 -4.69%