| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Arowana (TBA) | EarlyBirdCapital | 6.00 | $10.00 | $10.00 | $60.00 | n.a. |
| CB Pharma Acquisition (CNLMU) | EarlyBirdCapital | 4.00 | $10.00 | $10.00 | $40.00 | n.a. |
| Connecture (TBA) | Morgan Stanley/ J. P. Morgan Securities | $86.25 | n.a. | |||
| MidCon Midstream, LP (TBA) | BofA Merrill Lynch/ Barclays | $100.00 | n.a. | |||
| Peak Resorts (SKIS) | FBR/ Stifel/ Baird | $100.00 | n.a. | |||
| Sidoti & Company (SDTI) | WR Hambrecht | $35.00 | n.a. | |||
| Tobira Therapeutics (TBRA) | Oppenheimer | $69.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| Electronic Cigarettes International Group (ECIG) | Wells Fargo Securities/ Canaccord Genuity | 33.33 | $4.18 | $4.18 | $139.33 | N/C |
| EndoStim (STIM) | Wedbush PacGrow Life Sciences | 3.20 | $10.00 | $12.00 | $35.20 | 1-Star |
| Virobay (VBAY) | Piper Jaffray/ JMP Securities | 3.85 | $12.00 | $14.00 | $50.00 | 1-Star |
| Withdrawn | ||||||
| Angion Biomedica (ANGN) | Aegis Capital Corp | 2.73 | $10.00 | $12.00 | $30.00 | n.a. |
| Chesapeake Oilfield Services (COS) | Goldman, Sachs & Co./ BofA Merrill Lynch | $862.50 | 2-Stars | |||
| City Ventures (CTYV) | Deutsche Bank Securities/ Goldman, Sachs | $150.00 | ||||
| Viamet Pharmaceuticals (VIAM) | Piper Jaffray/ Stifel/ Wells Fargo Securities | $86.25 | n.a. | |||
| New Terms | ||||||
| Boot Barn Holdings (BOOT) | J.P. Morgan/ Piper Jaffray/ Jefferies | 5.00 | $14.00 | $16.00 | $75.00 | 1-Star |
| Coherus BioSciences (CHRS) | J.P. Morgan/ Credit Suisse | 6.30 | $12.00 | $15.00 | $85.00 | n.a. |
| FibroGen (FGEN) | Goldman Sachs/ Citigroup/ Leerink Partners | $125.00 | n.a. | |||
| Joint Corp. (The) (JYNT) | Roth Capital Partners/ Feltl and Company | 3.00 | $9.00 | $11.00 | $30.00 | n.a. |
| Radius Bancorp (RADB) | Baird/ Sandler O’Neill + Partners, L.P. | 5.00 | $11.75 | $13.75 | $63.75 | n.a. |
| S1 Biopharma (SXB) | MLV & Co. LLC | 2.75 | $12.00 | $14.00 | $35.75 | n.a. |
| Shell Midstream Partners, L.P. (SHLX) | Barclays/ Citigroup/ Morgan Stanley/ UBS Investment Bank | 37.50 | $19.00 | $21.00 | $750.00 | 3-Stars |
| Sientra (SIEN) | Piper Jaffray/ Stifel | 5.00 | $14.00 | $16.00 | $75.00 | 1-Star |
| Sky Solar Holdings (SKYS) | FBR/ Cowen and Company | 12.50 | $10.00 | $12.00 | $137.50 | n.a. |
| n.a. (not available) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Oct. 20, 2014 | Manager(s) | Offered | Raised | Price | 10/24/14 | Change |
| DBV Technologies S.A. (DBV) | Citigroup/ Leerink Partners/ Bryan, Garnier & Co. | 4.28 | $92.57 | $21.64 | $27.00 | 24.77% |
| Anchor BanCorp Wisconsin (ABCW) | Sandler ONeill & Partners/ Baird | 0.37 | $9.67 | $26.00 | $31.00 | 19.23% |
| Proteon Therapeutics (PRTO) | Stifel/ JMP Securities | 6.10 | $61.00 | $10.00 | $10.00 | 0.00% |
| Hydra Industries Acquisition (HDRAU) (u) | UBS Investment Bank | 8.00 | $80.00 | $10.00 | $9.93 | -0.70% |
