(Note: This is NOT an IPO. This is an NYSE-American uplisting from the OTC Pink Marketplace. In an S-1/A filing dated Oct. 11, 2022, Castellum, Inc. cut the size of its public offering (in connection with the NYSE-American uplisting) to 1.5 million shares at a price range of $2.00 to $3.00 each – down from […]

Asset Entities is a technology company providing social media marketing and content delivery services across Discord, TikTok and other social media platforms. (Incorporated in Nevada) We also design, develop and manage servers for communities on Discord. Based on the rapid growth of our Discord servers and social media following, we have developed three categories of […]

(Note: Cadrenal Therapeutics Inc. priced its IPO on Jan. 19, 2023, in sync with the terms in its prospectus: 1.4 million shares at $5.00 to raise $7.0 million. Cadrenal Therapeutics, Inc. added Sutter Securities as a joint book-runner with Boustead Securities (previously sole book-runner) in an S-1/A filing dated Dec. 8, 2022. Previously: Cadrenal Therapeutics […]

(Note: DMB Acquisition Corp. withdrew its SPAC IPO in an SEC filing dated Sept. 22, 2022. This blank check company’s IPO had been in the works since July 2021. Unlike most SPAC IPOs, this deal was planned as a stock-only offering – no warrants.) We intend to focus on businesses that have their primary operations located […]

(Note: Melt Pharmaceuticals, Inc. withdrew its IPO plans in an SEC filing dated Jan. 4, 2023.) Melt is a clinical stage pharmaceutical company focused on the development and commercialization of proprietary non-opioid, non-IV, sedation and anesthesia therapeutics for human medical procedures in hospital, outpatient and in-office settings. We intend to seek regulatory approval through the […]

(Eleison Pharmaceuticals Inc. withdrew its IPO plans in an SEC letter dated June 28, 2023. The cancer biotech filed its S-1  in Jan. 24, 2022. It never filed terms.)  We are a clinical stage biopharmaceutical company dedicated to acquiring, developing and commercializing late-stage therapies (in Phase II or Phase III trials) to treat rare life-threatening […]

We are currently primarily engaged in the business of supplying environmentally friendly health and wellness products to various industries, including but not limited to the professional pest control industry, over the counter pharmacies through distribution partnerships, as well as directly to consumers. (Incorporated in Nevada) We strive to be perceived as a health and wellness company […]

We are a leading internally managed REIT that acquires, owns and operates a diversified portfolio of clinical healthcare real estate properties, focusing primarily on medical office buildings (MOBs), senior housing, skilled nursing facilities (SNFs), hospitals and other healthcare-related facilities. We have built a fully integrated management platform, with approximately 112 employees, that operates clinical healthcare […]

(Note: ev Transportation Services, Inc. withdrew its IPO plans in an SEC filing dated Aug. 9, 2023. The S-1 was filed on Sept. 16, 2022.) We are an early-stage manufacturer of all-electric, lightweight commercial utility vehicles. (Incorporated in Delaware) Our first vehicle is the “FireFly,” which is used in the essential services and on-demand “last mile” urban […]

Note: SolarJuice Co., Ltd. is a spin-off of SPI Energy Co., Ltd. (“SPI”). After the IPO, SPI will continue to own more than 50% of our voting power. (Incorporated in the Cayman Islands)  SolarJuice provides solar photovoltaic (PV) based energy solutions for residential and small commercial building markets in Australia and the United States. Through […]