| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| AGBA Acquisition ( AGBAU) (u) | Maxim Group LLC | 4.00 | $10.00 | $10.00 | $40.00 | n.a. |
| Applied Therapeutics (APLT) | Citigroup/ Cowen/ UBS Investment Bank | $86.25 | n.a. | |||
| Axcella Health (AXLA} | Goldman Sachs/ J.P. Morgan/ SVB Leerink | $86.25 | n.a. | |||
| Cortexyme (CRTX) | BofA Merrill Lynch/ Credit Suisse | $86.25 | n.a. | |||
| Diamond Eagle Acquisition (TBA) (u) | TBA | 35.00 | $10.00 | $10.00 | $350.00 | n.a. |
| Mayville Engineering (MEC) | Baird/ Citigroup/ Jefferies | $86.25 | n.a. | |||
| Milestone Pharmaceuticals (MIST) | Jefferies/ Cowen/ Piper Jaffray | $86.25 | n.a. | |||
| NextCure (NXTC) | Morgan Stanley/ BofAMerrill Lynch, Pierce/ Piper Jaffray | $86.25 | n.a. | |||
| Ondas Holdings (ONDS) | TBA | $46.00 | n.a. | |||
| Parsons (PSN) | Goldman Sachs/ BofA Merrill Lynch/ Morgan Stanley | $100.00 | n.a. | |||
| Red River Bancshares (RRBI) | FIG Partners/ Stephens | $30.00 | n.a. | |||
| South Plains Financial (SPFI) | Keefe, Bruyette & Woods (A Stifel Company)/ Sandler O’Neill + Partners | $50.00 | n.a. | |||
| So-Young International (SY) | Deutsche Bank Securities/ CICC | $150.00 | n.a. | |||
| Uber Technologies (UBER) | Morgan Stanley/ Citigroup/ Berenberg/ RBC Capital Markets | $1,000.00 | n.a. | |||
| n.a. (not available) | ||||||
| TBA (to be announced) | ||||||
| u – unit offering | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Brigham Minerals (MNRL) | Credit Suiss/ Goldman Sachs/ Barclays/ RBC Capital Markets/ UBS Investment Bank/ Wells Fargo Securities | 13.50 | $15.00 | $18.00 | $222.75 | S/O |
| Greenlane Holdings (GNLN) | Cowen/Canaccord Genuity | 5.33 | $14.00 | $16.00 | $80.00 | S/O |
| HOOKIPA Pharma (HOOK) | BofA Merrill Lynch/ SVB Leerink/ RBC Capital Markets | 6.67 | $14.00 | $16.00 | $100.00 | S/O |
| PagerDuty (PD) | Morgan Stanley/ J.P. Morgan Securities/ RBC Capital Markets/Allen | 9.07 | $21.00 | $23.00 | $199.54 | S/O |
| Palomar Holdings (PLMR) | Barclays/ J.P. Morgan/ Keefe, Woods & Bruyette (A Stifel Company) | 5.63 | $15.00 | $17.00 | $90.00 | S/O |
| Pinterest (PINS) | Goldman Sachs/ J.P. Morgan/ Allen & Company | 75.00 | $15.00 | $17.00 | $1,200.00 | S/O |
| Turning Point Therapeutics (TPTX) | Goldman Sachs/ SVB Leerink/ Wells Fargo Securities | 7.35 | $16.00 | $18.00 | $125.00 | S/O |
| Zoom Video Communications (ZM) | Morgan Stanley/ J. P. Morgan/ Goldman Sachs/ Credit Suisse | 20.87 | $28.00 | $32.00 | $626.09 | S/O |
| S/O (Subscribers Only) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of April 8, 2019 | Manager(s) | Offered | Raised | Price | 4/12/19 | Change |
| Jumia (JMIA) | Morgan Stanley/ Citigroup/ Berenberg/ RBC Capital Markets | 13.50 | $195.75 | $14.50 | $25.46 | 75.59% |
| PagerDuty (PD) | Morgan Stanley/ J.P. Morgan Securities/ RBC Capital Markets/Allen | 9.07 | $217.68 | $24.00 | $39.50 | 64.58% |
| Tufin Software Technologies (TUFN) | J.P. Morgan/ Barclays Capital/ Jefferies | 7.70 | $107.80 | $14.00 | $21.00 | 50.00% |
| B. Riley Principal Merger (BRPM.U) (u) | B. Riley FBR | 12.50 | $125.00 | $10.00 | $10.00 | 0.00% |
| u – unit offering | ||||||
